Filing Details
- Accession Number:
- 0001181431-10-021040
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-04-08 13:00:00
- Reporting Period:
- 2010-03-11
- Filing Date:
- 2010-04-08
- Accepted Time:
- 2010-04-08 21:30:49
- Original Submission Date:
- 2010-03-15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1095600 | Blue Coat Systems Inc | BCSI | Computer Storage Devices (3572) | 911715963 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1134415 | M Brian Nesmith | 420 N. Mary Ave. Sunnyvale CA 94085 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-11 | 38,500 | $24.57 | 83,167 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-11 | 38,500 | $32.35 | 44,667 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-03-11 | 38,500 | $0.00 | 38,500 | $24.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 31,150 | 2007-07-21 | 2017-06-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 413,746 | Indirect | By Trust |
| Common Stock | 100,000 | Indirect | By Wife's GRAT |
| Common Stock | 100,000 | Indirect | By GRAT |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $32.18 to $32.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- Shares were gifted to the Reporting Person's spouse, who contributed them to a grantor retained annuity trust (GRAT) in April 2009.
- Shares were contributed to a grantor retained annuity trust (GRAT) by the reporting person in April 2009.
- This amended Form 4 is being filed to correct errors in Table I, Column 5 that resulted from the following errors in reporting: (i) on September 9, 2008, 8,746 shares were transferred from direct holdings to indirect holdings by trust in a transaction exempt from Section 16; (ii) on June 16, 2008, a Form 5 filing erroneously reported a gift of 20,000 shares disposed from direct holdings rather than from indirect holdings by trust; and (iii) on August 31, 2009 and February 26, 2010, a total of 1,632 shares were acquired under the Issuer's employee stock purchase plan in transactions exempt from Section 16. As a result, filings since those dates included incorrect total holdings, held directly and indirectly, in Column 5. No additional transactions are being reported in this amended Form 4.
- The original filing erroneously reported the number of derivative securities in Table II, Column 9 as 8,611.
Billionaire Hedge Funds
