Filing Details
- Accession Number:
- 0001225208-10-010842
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-23 13:00:00
- Reporting Period:
- 2010-04-21
- Filing Date:
- 2010-04-23
- Accepted Time:
- 2010-04-23 16:51:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184185 | Geraud Darnis | One Financial Plaza Hartford CT 06101 | President, Carrier Corporation | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-21 | 190,000 | $38.50 | 286,466 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-21 | 40,000 | $32.17 | 326,466 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-21 | 10,000 | $38.50 | 336,466 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-21 | 2,153 | $76.93 | 334,313 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-04-21 | 5,005 | $76.93 | 329,308 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-04-21 | 10,019 | $76.93 | 319,289 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-04-21 | 16,727 | $76.93 | 302,562 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-04-21 | 40,890 | $76.93 | 261,672 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-04-21 | 95,087 | $76.93 | 166,585 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-04-22 | 70,119 | $76.34 | 96,466 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-04-21 | 10,000 | $0.00 | 10,000 | $38.50 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-04-21 | 190,000 | $0.00 | 190,000 | $38.50 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-04-21 | 40,000 | $0.00 | 40,000 | $32.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 190,000 | 2004-04-26 | 2011-04-25 | No | 4 | M | Direct |
| 0 | 2004-04-26 | 2011-04-25 | No | 4 | M | Direct |
| 100,000 | 2005-01-02 | 2012-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,180 | Indirect | By Savings Plan Trustee |
Billionaire Hedge Funds
