Filing Details
- Accession Number:
- 0001140361-10-018357
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-30 13:00:00
- Reporting Period:
- 2010-04-28
- Filing Date:
- 2010-04-30
- Accepted Time:
- 2010-04-30 18:04:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124105 | Targacept Inc | TRGT | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1295829 | S William Caldwell | C/O Targacept, Inc. 200 East First Street, Suite 300 Winston-Salem NC 27101 | Svp - Drug Discovery And Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-28 | 16,000 | $1.75 | 23,735 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-28 | 16,000 | $24.00 | 7,735 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-29 | 13,085 | $1.75 | 20,820 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-29 | 22,015 | $5.55 | 42,835 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-29 | 35,100 | $24.18 | 7,735 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-04-28 | 16,000 | $0.00 | 16,000 | $1.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-04-29 | 13,085 | $0.00 | 13,085 | $1.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-04-29 | 22,015 | $0.00 | 22,015 | $5.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,085 | 2015-03-28 | No | 4 | M | Direct | |
| 12,000 | 2015-03-28 | No | 4 | M | Direct | |
| 39,532 | 2016-08-15 | No | 4 | M | Direct |
Footnotes
- This option vested in installments and became vested in full on December 31, 2008.
- This option vests in equal installments on the last day of 16 consecutive calendar quarters beginning with September 30, 2006.
Billionaire Hedge Funds
