Filing Details
- Accession Number:
- 0001179110-10-007002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-15 13:00:00
- Reporting Period:
- 2010-04-13
- Filing Date:
- 2010-04-15
- Accepted Time:
- 2010-04-15 16:13:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1211351 | New York & Company Inc. | NWY | Retail-Women's Clothing Stores (5621) | 331031445 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1348121 | Sandra Viviano Brooslin | 450 W. 33Rd Street 5Th Floor New York NY 10001 | Evp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-13 | 21,048 | $0.11 | 234,873 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-13 | 21,048 | $5.02 | 213,825 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-14 | 8,355 | $5.75 | 205,470 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | Disposition | 2010-04-13 | 21,048 | $0.11 | 21,048 | $0.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-04-02 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | $3.94 | 2019-12-01 | 75,000 | 75,000 | Direct | |
| Common Stock | Options to Purchase Common Stock | $4.74 | 2018-03-19 | 20,000 | 20,000 | Direct | |
| Common Stock | Options to Purchase Common Stock | $3.28 | 2017-03-21 | 7,756 | 7,756 | Direct | |
| Common Stock | Options to Purchase Common Stock | $3.28 | 2016-03-15 | 5,303 | 5,303 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-12-01 | 75,000 | 75,000 | Direct |
| 2018-03-19 | 20,000 | 20,000 | Direct |
| 2017-03-21 | 7,756 | 7,756 | Direct |
| 2016-03-15 | 5,303 | 5,303 | Direct |
Footnotes
- This exercise of options to purchase common stock and the sale of common stock are pursuant to the reporting person's 10b5-1 plan, which commenced on March 22, 2010 under Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- This sale of common stock is pursuant to the reporting person's 10b5-1 plan, which commenced on March 22, 2010 under Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- The options to purchase common stock have been fully exercised.
- The options become exercisable in four annual installments on the following dates: 18,750 shares on December 1, 2010; 18,750 shares on December 1, 2011; 18,750 shares on December 1, 2012; and 18,750 shares on December 1, 2013.
- The options become exercisable in four annual installments on the following dates: 5,000 shares on March 19, 2009; 5,000 shares on March 19, 2010; 5,000 shares on March 19, 2011; and 5,000 shares on March 19, 2012.
- The options become exercisable on the following dates: 5,817 shares on June 29, 2011 and 1,939 shares on March 21, 2012.
- The options become exercisable on June 29, 2011.
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