Filing Details
- Accession Number:
- 0001127602-10-012281
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-28 13:00:00
- Reporting Period:
- 2010-04-27
- Filing Date:
- 2010-04-28
- Accepted Time:
- 2010-04-28 16:04:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005817 | Tompkins Financial Corp | TMP | State Commercial Banks (6022) | 161482357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1102634 | W James Fulmer | Tompkins Financial Corporation P O Box 460 Ithaca NY 14851 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-27 | 3,303 | $18.18 | 55,359 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-27 | 1,531 | $18.18 | 56,890 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-27 | 1,065 | $18.18 | 57,955 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-27 | 2,655 | $40.39 | 55,300 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-04-27 | 378 | $40.39 | 54,922 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2010-04-27 | 3,303 | $0.00 | 3,303 | $18.18 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2010-04-27 | 1,531 | $0.00 | 1,531 | $18.18 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2010-04-27 | 1,065 | $0.00 | 1,065 | $18.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-09-14 | No | 4 | M | Direct | |
| 1,065 | 2010-09-14 | No | 4 | M | Direct | |
| 0 | 2010-09-14 | No | 4 | M | Direct |
Footnotes
- The stock option becomes exercisable in four annual installments commencing two years after the date of grant.
Billionaire Hedge Funds
