Filing Details
- Accession Number:
- 0000014693-10-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-12 13:00:00
- Reporting Period:
- 2010-04-08
- Filing Date:
- 2010-04-12
- Accepted Time:
- 2010-04-12 15:24:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197231 | Brown Dace Stubbs | 850 Dixie Highway Louisville KY 40210 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common | Acquisiton | 2010-04-08 | 9,018 | $19.68 | 13,239 | No | 4 | M | Direct | |
| Class B Common | Disposition | 2010-04-08 | 2,992 | $59.32 | 10,247 | No | 4 | F | Direct | |
| Class B Common | Disposition | 2010-04-08 | 6,026 | $59.22 | 4,221 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common | Non-Qualified Stock Option (right to buy) | Disposition | 2010-04-08 | 9,018 | $0.00 | 9,018 | $19.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-05-01 | 2010-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common | 2,000 | Direct | |
| Class A Common | 2,885,323 | Indirect | Log House Partners Ltd. |
| Class B Common | 721,330 | Indirect | Log House Partners Ltd. |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class B Common | Non-Qualified Stock Option (right to buy) | $26.67 | 2001-07-31 | 2011-04-30 | 6,619 | 6,619 | Direct |
| Class B Common | Non-Qualified Stock Option (right to buy) | $25.06 | 2002-05-01 | 2012-04-30 | 4,027 | 4,027 | Direct |
| Class B Common | Non-Qualified Stock Option (right to buy) | $30.62 | 2003-05-01 | 2013-04-30 | 3,867 | 3,867 | Direct |
| Class B Common | Non-Qualified Stock Option (right to buy) | $36.35 | 2004-07-22 | 2014-04-30 | 3,009 | 3,009 | Direct |
| Class B Common | Stock Appreciation Rights | $46.19 | 2005-07-28 | 2015-04-30 | 3,499 | 3,499 | Direct |
| Class B Common | Stock Appreciation Right | $56.50 | 2006-07-27 | 2016-04-30 | 2,980 | 2,980 | Direct |
| Class B Common | Stock Appreciation Right | $54.58 | 2007-07-26 | 2017-04-30 | 3,702 | 3,702 | Direct |
| Class B Common | Stock Appreciation Right | $57.40 | 2008-07-24 | 2018-04-30 | 3,398 | 3,398 | Direct |
| Class B Common | Stock Appreciation Right | $43.72 | 2009-07-23 | 2019-04-30 | 4,175 | 4,175 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-04-30 | 6,619 | 6,619 | Direct |
| 2012-04-30 | 4,027 | 4,027 | Direct |
| 2013-04-30 | 3,867 | 3,867 | Direct |
| 2014-04-30 | 3,009 | 3,009 | Direct |
| 2015-04-30 | 3,499 | 3,499 | Direct |
| 2016-04-30 | 2,980 | 2,980 | Direct |
| 2017-04-30 | 3,702 | 3,702 | Direct |
| 2018-04-30 | 3,398 | 3,398 | Direct |
| 2019-04-30 | 4,175 | 4,175 | Direct |
Footnotes
- Price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.17 to $59.235, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.
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