Filing Details
- Accession Number:
- 0001140361-10-017560
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-26 13:00:00
- Reporting Period:
- 2010-04-22
- Filing Date:
- 2010-04-26
- Accepted Time:
- 2010-04-26 19:30:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1064015 | Ameritrans Capital Corp | AMTC | () | 522102424 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
941883 | C Gary Granoff | Elk Associates Funding Corp 747 Third Ave, 4Th Fl New York NY 10017 | Chief Financial Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.0001 Par Value | Disposition | 2010-04-22 | 13,980 | $1.16 | 37,584 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $.0001 Par Value | Disposition | 2010-04-23 | 6,133 | $1.15 | 31,451 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $.0001 Par Value | 153,180 | Direct | |
Common Stock, $.0001 Par Value | 16,900 | Indirect | See Footnotes |
Common Stock, $.0001 Par Value | 261 | Indirect | See Footnotes |
Common Stock, $.0001 Par Value | 78,584 | Indirect | See Footnotes |
Common Stock, $.0001 Par Value | 12,000 | Indirect | See Footnotes |
Common Stock, $.0001 Par Value | 71,979 | Indirect | See Footnotes |
Common Stock, $.0001 Par Value | 6,000 | Indirect | See Footnotes |
Common Stock, $.0001 Par Value | 12,937 | Indirect | See Footnotes |
9 3/8% Cumulative Participating Redeemable Preferred Stock | 500 | Indirect | See Footnotes |
9 3/8% Cumulative Participating Redeemable Preferred Stock | 1,000 | Indirect | See Footnotes |
9 3/8% Cumulative Participating Redeemable Preferred Stock | 5,878 | Indirect | See Footnotes |
9 3/8% Cumulative Participating Redeemable Preferred Stock | 1,000 | Indirect | See Footnotes |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.16 inclusive. The reporting person undertakes to provide Ameritrans Capital Corporation, any security holder of Ameritrans Capital Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
- These shares are held by JR Realty Corp., a company owned in part and controlled in part by the reporting person's wife, for which the reporting person serves as Treasurer.
- The reporting person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein as determined in accordance with Rule 16a-2(a)(2) promulgated under the Securities Exchange Act of 1934, as amended.
- These shares are held by the Granoff Family Foundation, a charitable foundation of which the reporting person and his mother and brother serve as trustees.
- These shares are held by GCG Associates Inc., a corporation controlled by the reporting person.
- These shares are held by DAPARY Management Corp., a corporation controlled by the reporting person.
- These shares are held by J&H Associates Ltd. Pts., a partnership whose general partner is GCG Associates Inc., a corporation controlled by the reporting person.
- These shares are held in the reporting person's IRA or pension accounts.
- These shares are held in an irrevocable qualified subschapter S trust for the benefit of the reporting person's son, of which the reporting person is the trustee.
- These shares are held by Leslie Granoff, the reporting person's wife.