Filing Details

Accession Number:
0001140361-10-017560
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-26 13:00:00
Reporting Period:
2010-04-22
Filing Date:
2010-04-26
Accepted Time:
2010-04-26 19:30:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1064015 Ameritrans Capital Corp AMTC () 522102424
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
941883 C Gary Granoff Elk Associates Funding Corp
747 Third Ave, 4Th Fl
New York NY 10017
Chief Financial Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.0001 Par Value Disposition 2010-04-22 13,980 $1.16 37,584 No 4 S Indirect See Footnotes
Common Stock, $.0001 Par Value Disposition 2010-04-23 6,133 $1.15 31,451 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $.0001 Par Value 153,180 Direct
Common Stock, $.0001 Par Value 16,900 Indirect See Footnotes
Common Stock, $.0001 Par Value 261 Indirect See Footnotes
Common Stock, $.0001 Par Value 78,584 Indirect See Footnotes
Common Stock, $.0001 Par Value 12,000 Indirect See Footnotes
Common Stock, $.0001 Par Value 71,979 Indirect See Footnotes
Common Stock, $.0001 Par Value 6,000 Indirect See Footnotes
Common Stock, $.0001 Par Value 12,937 Indirect See Footnotes
9 3/8% Cumulative Participating Redeemable Preferred Stock 500 Indirect See Footnotes
9 3/8% Cumulative Participating Redeemable Preferred Stock 1,000 Indirect See Footnotes
9 3/8% Cumulative Participating Redeemable Preferred Stock 5,878 Indirect See Footnotes
9 3/8% Cumulative Participating Redeemable Preferred Stock 1,000 Indirect See Footnotes
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.16 inclusive. The reporting person undertakes to provide Ameritrans Capital Corporation, any security holder of Ameritrans Capital Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
  2. These shares are held by JR Realty Corp., a company owned in part and controlled in part by the reporting person's wife, for which the reporting person serves as Treasurer.
  3. The reporting person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein as determined in accordance with Rule 16a-2(a)(2) promulgated under the Securities Exchange Act of 1934, as amended.
  4. These shares are held by the Granoff Family Foundation, a charitable foundation of which the reporting person and his mother and brother serve as trustees.
  5. These shares are held by GCG Associates Inc., a corporation controlled by the reporting person.
  6. These shares are held by DAPARY Management Corp., a corporation controlled by the reporting person.
  7. These shares are held by J&H Associates Ltd. Pts., a partnership whose general partner is GCG Associates Inc., a corporation controlled by the reporting person.
  8. These shares are held in the reporting person's IRA or pension accounts.
  9. These shares are held in an irrevocable qualified subschapter S trust for the benefit of the reporting person's son, of which the reporting person is the trustee.
  10. These shares are held by Leslie Granoff, the reporting person's wife.