Filing Details
- Accession Number:
- 0001137411-10-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-30 13:00:00
- Reporting Period:
- 2010-04-29
- Filing Date:
- 2010-04-30
- Accepted Time:
- 2010-04-30 16:11:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191571 | R Gary Chadick | M/S 124-323 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Sr. Vp, Gnrl Counsel And Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-29 | 23,213 | $27.97 | 43,428 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-29 | 14,997 | $66.00 | 28,431 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 1,500 | $66.01 | 26,931 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 308 | $66.02 | 26,623 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 108 | $66.03 | 26,515 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 800 | $66.04 | 25,715 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 3,385 | $66.05 | 22,330 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 915 | $66.06 | 21,415 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 200 | $66.07 | 21,215 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 500 | $66.08 | 20,715 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 500 | $66.09 | 20,215 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2010-04-29 | 23,213 | $0.00 | 23,213 | $27.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,787 | 2013-11-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,027 | Indirect | By Savings Plan |
Footnotes
- Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of April 1, 2010.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 27, 2010.
- Shares represented by Company stock fund units under the Rockwell Collins, Inc. 2001 qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of April 1, 2010.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.
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