Filing Details
- Accession Number:
- 0001088825-10-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-07 13:00:00
- Reporting Period:
- 2010-04-05
- Filing Date:
- 2010-04-07
- Accepted Time:
- 2010-04-07 19:41:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236711 | M James Barton | 2160 Gold Street P.o. Box 2160 Alviso CA 95002-2160 | Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-05 | 6,251 | $4.14 | 116,577 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-05 | 6,251 | $16.93 | 110,326 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-05 | 93,749 | $4.14 | 204,075 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-05 | 93,749 | $16.93 | 110,326 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-05 | 87,262 | $7.24 | 197,588 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-05 | 87,262 | $16.93 | 110,326 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-05 | 14,571 | $7.24 | 124,897 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-05 | 14,571 | $16.93 | 110,326 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-05 | 175,000 | $6.18 | 285,326 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-05 | 175,000 | $16.95 | 110,326 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-05 | 105,858 | $6.18 | 216,184 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-05 | 105,858 | $16.93 | 110,326 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-05 | 2,141 | $6.18 | 112,467 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-05 | 2,141 | $16.93 | 110,326 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-05 | 7,598 | $16.93 | 102,728 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-04-05 | 6,251 | $4.14 | 6,251 | $4.14 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-04-05 | 2,141 | $6.18 | 2,141 | $6.18 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-04-05 | 14,571 | $7.24 | 14,571 | $7.24 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-04-05 | 93,749 | $4.14 | 93,749 | $4.14 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-04-05 | 175,000 | $6.18 | 175,000 | $6.18 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-04-05 | 105,858 | $6.18 | 105,858 | $6.18 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-04-05 | 87,262 | $7.24 | 87,262 | $7.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-04-02 | 2015-03-02 | No | 4 | M | Direct |
| 15,425 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 2,167 | 2006-04-29 | 2016-03-29 | No | 4 | M | Direct |
| 0 | 2005-04-02 | 2015-03-02 | No | 4 | M | Direct |
| 0 | 2007-04-21 | 2017-03-20 | No | 4 | M | Direct |
| 195,576 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 0 | 2006-04-29 | 2016-03-29 | No | 4 | M | Direct |
Footnotes
- This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended.
- Averages Sales Price - Actual sale prices range from $16.83 - $17.10 The reporting person will provide, upon request, full information regarding the number of shares sold at each separate price.
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