Filing Details
- Accession Number:
- 0001167503-10-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-02 13:00:00
- Reporting Period:
- 2010-03-31
- Filing Date:
- 2010-04-02
- Accepted Time:
- 2010-04-02 18:00:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1167503 | Maurice Marciano | C/O Guess?, Inc. 1444 South Alameda Street Los Angeles CA 90021 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-31 | 45,000 | $47.40 | 13,426,928 | No | 4 | S | Indirect | by MM Trust |
Common Stock | Disposition | 2010-04-01 | 75,000 | $47.05 | 13,351,928 | No | 4 | S | Indirect | by MM Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by MM Trust |
No | 4 | S | Indirect | by MM Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Call Option (obligation to sell) | Disposition | 2010-03-31 | 453 | $296.00 | 45,300 | $50.00 |
Common Stock | Call Option (obligation to sell) | Disposition | 2010-03-31 | 418 | $295.00 | 41,800 | $50.00 |
Common Stock | Call Option (obligation to sell) | Disposition | 2010-04-01 | 162 | $291.00 | 16,200 | $50.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
453 | 2010-11-01 | 2010-11-01 | No | 4 | S | Indirect |
418 | 2010-11-01 | 2010-11-01 | No | 4 | S | Indirect |
162 | 2010-11-01 | 2010-11-01 | No | 4 | S | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 39,150 | Direct | |
Common Stock | 1,164,970 | Indirect | by MFH II, LLC |
Common Stock | 2,600,000 | Indirect | by MNM LLC |
Common Stock | 70 | Indirect | by trust |
Footnotes
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $47.02 to $47.10. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- Securities are held by the Maurice Marciano Trust (2005 Restatement), a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
- Shares are held by Marciano Financial Holdings II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his children.
- Shares are held by MNM Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his children.
- Shares are held by Maurice Marciano Gift Trust FBO Caroline Marciano, of which the reporting person is the sole trustee.