Filing Details
- Accession Number:
- 0001225208-10-010879
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-23 13:00:00
- Reporting Period:
- 2010-04-21
- Filing Date:
- 2010-04-23
- Accepted Time:
- 2010-04-23 19:31:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793952 | Harley Davidson Inc | HOG | Motorcycles, Bicycles & Parts (3751) | 391382325 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1244323 | R Jon Flickinger | Harley-Davidson, Inc. 3700 West Juneau Avenue Milwaukee WI 53208 | President & Coo Buell | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-04-21 | 4,620 | $12.30 | 7,578 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-04-21 | 4,620 | $34.41 | 2,958 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2010-04-21 | 4,620 | $0.00 | 4,620 | $12.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,860 | 2010-02-12 | 2019-02-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock (Restricted Stock) | 17,334 | Direct | |
Common Stock | 13,749 | Indirect | By 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $44.41 | 2002-02-08 | 2011-02-07 | 17,429 | 17,429 | Direct |
Common Stock | Stock Option (right to buy) | $52.10 | 2003-02-13 | 2012-02-12 | 15,422 | 15,422 | Direct |
Common Stock | Stock Option (right to buy) | $40.72 | 2004-02-12 | 2013-02-11 | 20,519 | 20,519 | Direct |
Common Stock | Stock Option (right to buy) | $52.45 | 2005-02-10 | 2014-02-09 | 16,408 | 16,408 | Direct |
Common Stock | Stock Option (right to buy) | $61.20 | 2006-02-15 | 2015-02-15 | 11,522 | 11,522 | Direct |
Common Stock | Stock Option (right to buy) | $51.46 | 2007-02-14 | 2016-02-14 | 9,359 | 9,359 | Direct |
Common Stock | Stock Option (right to buy) | $68.91 | 2008-02-14 | 2017-02-14 | 9,872 | 9,872 | Direct |
Common Stock | Stock Option (right to buy) | $39.04 | 2009-02-13 | 2018-02-13 | 13,719 | 13,719 | Direct |
Common Stock | Stock Option (right to buy) | $22.63 | 2011-02-10 | 2020-02-10 | 13,479 | 13,479 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-02-07 | 17,429 | 17,429 | Direct |
2012-02-12 | 15,422 | 15,422 | Direct |
2013-02-11 | 20,519 | 20,519 | Direct |
2014-02-09 | 16,408 | 16,408 | Direct |
2015-02-15 | 11,522 | 11,522 | Direct |
2016-02-14 | 9,359 | 9,359 | Direct |
2017-02-14 | 9,872 | 9,872 | Direct |
2018-02-13 | 13,719 | 13,719 | Direct |
2020-02-10 | 13,479 | 13,479 | Direct |
Footnotes
- On 2/14/2010, 2,728 shares of restricted stock vested. 1,103 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1,625 shares are now reflected as common stock.
- Restricted stock granted 2007-2009 was granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. The shares of unvested restricted stock granted on 2/14/07 and 2/13/08 are subject to forfeiture until completion of a four year vesting period, except that 50% of the shares may vest after two years based on performance. The shares of restricted stock granted on 2/12/09 are subject to forfeiture until completion of a four-year vesting period. The restricted stock granted 2/10/10 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and the shares are subject to forfeiture until vested. On 2/14/2010, 2,728 shares of restricted stock vested. 1,103 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1,625 shares are now reflected as common stock.
- Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
- Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.
- Granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan.
- All options are currently exercisable.
- Options granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan shall become exercisable for 25% of the shares covered by the Option on each of the first four anniversaries of the date of grant.
- Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.