Filing Details
- Accession Number:
- 0001226246-10-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-02 13:00:00
- Reporting Period:
- 2010-04-01
- Filing Date:
- 2010-04-02
- Accepted Time:
- 2010-04-02 18:01:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1226246 | R Dennis Secor | C/O Guess?, Inc. 1444 South Alameda Street Los Angeles CA 90021 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-01 | 6,692 | $21.62 | 28,650 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-01 | 6,692 | $47.10 | 21,958 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-04-01 | 6,692 | $0.00 | 6,692 | $21.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,000 | 2018-10-30 | No | 4 | M | Direct |
Footnotes
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $47.09 to $47.17. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- 25% of option vested March 29, 2010. Remaining three installments scheduled to vest on October 30, of 2010, 2011 and 2012.
Billionaire Hedge Funds
