Filing Details
- Accession Number:
- 0000893750-10-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-13 13:00:00
- Reporting Period:
- 2010-04-09
- Filing Date:
- 2010-04-13
- Accepted Time:
- 2010-04-13 18:49:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350698 | Autonation Inc. | AN | Retail-Auto Dealers & Gasoline Stations (5500) | 731105145 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
860585 | /Ct P L Partners Rbs | 200 Greenwich Avenue Greenwich CT 06830 | No | No | Yes | No | |
923727 | Esl Partners, L.p. | 200 Greenwich Avenue Greenwich CT 06830 | No | No | Yes | No | |
1126396 | Esl Investments Inc | 200 Greenwich Avenue Greenwich CT 06830 | No | No | Yes | No | |
1183200 | S Edward Lampert | 200 Greenwich Avenue Greenwich CT 06830 | No | No | Yes | No | |
1249806 | Esl Investors Llc | 200 Greenwich Avenue Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-04-09 | 137,143 | $18.29 | 58,986,184 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-04-12 | 134,331 | $18.30 | 59,120,515 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-04-13 | 320,985 | $18.29 | 59,441,500 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-04-09 | 282,034 | $18.29 | 12,784,065 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-04-12 | 24,369 | $18.30 | 12,808,434 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-04-13 | 73,967 | $18.29 | 12,882,401 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 6,704 | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | 5,712,083 | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | 51,880 | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | 2,759,949 | Direct |
Footnotes
- These shares of common stock, par value $0.01 per share ("Shares"), of AutoNation, Inc. (the "Issuer") are held by ESL Partners, L.P. ("Partners").
- This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from approximately $18.25 to $18.30 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares purchased at each price.
- These Shares are held in an account established by the investment member of ESL Investors, L.L.C. ("Investors").
- This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from approximately $18.25 to $18.30 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares purchased at each price.
- This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from approximately $18.19 to $18.30 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares purchased at each price.
- These Shares are held by ESL Institutional Partners, L.P. ("Institutional").
- These Shares are held by CBL Partners, L.P. ("CBL").
- These Shares are held in a grantor retained annuity trust, of which Edward S. Lampert is the trustee.
- These Shares are held by Mr. Lampert.
- This Form 4 is filed on behalf of Mr. Lampert, ESL Investments, Inc. ("Investments"), RBS Partners, L.P. ("RBS"), Partners and Investors (collectively, the "Reporting Persons"). RBS is the general partner of Partners and the managing member of Investors. RBS Investment Management, L.L.C. ("RBSIM") is the general partner of Institutional. Investments is the general partner of RBS and CBL and the manager of RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments.