Filing Details
- Accession Number:
- 0001127602-10-010868
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-09 13:00:00
- Reporting Period:
- 2010-04-09
- Filing Date:
- 2010-04-09
- Accepted Time:
- 2010-04-09 16:37:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1301063 | Alpha Natural Resources Inc. | ANR | Bituminous Coal & Lignite Surface Mining (1221) | 421638663 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1317039 | R Vaughn Groves | One Alpha Place P. O. Box 2345 Abingdon VA 24212 | Evp, Gc & Corporate Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-04-09 | 23,840 | $53.63 | 52,368 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-09 | 8,000 | $19.00 | 60,368 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-09 | 8,000 | $53.63 | 52,368 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Options (Right to Buy) | Disposition | 2010-04-09 | 8,000 | $0.00 | 8,000 | $19.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,000 | 2015-02-14 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2010.
- Represents the weighted average sales price for all shares reported in the transaction by reporting person. The actual range of prices for the reported sales in the transaction is $53.33 to $53.80. Upon request, the reporting person will provide to the SEC's staff, the Issuer or its shareowners, full information regarding the number of shares sold at each separate price.
- The option vests in four equal annual installments beginning February 14, 2007.
Billionaire Hedge Funds
