Filing Details
- Accession Number:
- 0001179110-10-007049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-16 13:00:00
- Reporting Period:
- 2010-02-11
- Filing Date:
- 2010-04-16
- Accepted Time:
- 2010-04-16 14:03:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 709878 | Universal American Corp. | UAM | Hospital & Medical Service Plans (6324) | 112580136 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1076341 | A Richard Barasch | C/O Universal American Corp. 6 International Drive Rye Brook NY 10573 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-12 | 55,625 | $0.00 | 1,664,559 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-02-12 | 90,000 | $0.00 | 1,608,934 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2010-04-01 | 1,227 | $15.52 | 1,518,934 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-11 | 2,719 | $13.58 | 1,520,161 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-28 | 1,794 | $15.44 | 1,522,880 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-11 | 4,317 | $13.58 | 1,524,674 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-03-31 | 0 | $0.00 | 26,012 | No | 4 | J | Indirect | By 401(k) Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Indirect | By 401(k) Plan |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2010-02-12 | 150,000 | $0.00 | 150,000 | $13.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 150,000 | 2010-02-12 | 2015-02-12 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 28,180 | Indirect | Son (Benjamin) |
| Common Stock | 424,077 | Indirect | Wife |
| Common Stock | 23,080 | Indirect | Daughter (Natalie) |
| Common Stock | 30,124 | Indirect | Daughter (Emily) |
| Common Stock | 24,376 | Indirect | Tara Acquisition LLC |
| Common Stock | 67,744 | Indirect | Norman Barasch Trust #1 |
| Common Stock | 137,849 | Indirect | Barasch Family Trust #1 |
Footnotes
- The information in this report is based on a 401(k) plan statement dated as of March 31, 2010.
- Performance shares vest 100% on the third anniversary of the grant, subject to the Company having met a specified target of total shareholder return.
- Restricted shares vest 25% each of the first four anniversaries of the grant.
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