Filing Details
- Accession Number:
- 0000945621-10-000085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-09 13:00:00
- Reporting Period:
- 2010-04-07
- Filing Date:
- 2010-04-09
- Accepted Time:
- 2010-04-09 14:51:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1333763 | Chelsea Therapeutics International Ltd. | CHTP | Biological Products, (No Disgnostic Substances) (2836) | 203174202 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 932267 | T Josiah Austin | 4673 Christopher Place Dallas TX 75204 | No | No | Yes | No | |
| 1319763 | El Coronado Holdings, Llc | 4673 Christopher Place Dallas TX 75204 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2009-10-23 | 96,000 | $0.00 | 8,032,000 | No | 4 | J | Indirect | By Self as Trustee for the Austin-Clark Family Irrevocable Life Insurance Trust Dtd 11/6/90 |
| Common Stock | Acquisiton | 2010-04-07 | 2,600 | $3.72 | 8,058,000 | No | 4 | P | Indirect | By Self as Trustee for the Josiah & Valer Austin Family Rev. Trust |
| Common Stock | Acquisiton | 2010-04-08 | 970 | $3.72 | 8,058,970 | No | 4 | P | Indirect | By Self as Trustee for the Josiah & Valer Austin Family Rev. Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Indirect | By Self as Trustee for the Austin-Clark Family Irrevocable Life Insurance Trust Dtd 11/6/90 |
| No | 4 | P | Indirect | By Self as Trustee for the Josiah & Valer Austin Family Rev. Trust |
| No | 4 | P | Indirect | By Self as Trustee for the Josiah & Valer Austin Family Rev. Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants (right to buy) | $4.20 | 2011-02-13 | 113,442 | 113,442 | Indirect | |
| Common Stock | Common Stock Warrants (right to buy) | $4.20 | 2011-02-13 | 6,558 | 6,558 | Indirect | |
| Common Stock | Common Stock Warrants (right to buy) | $5.66 | 2012-03-22 | 430,614 | 430,614 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-02-13 | 113,442 | 113,442 | Indirect |
| 2011-02-13 | 6,558 | 6,558 | Indirect |
| 2012-03-22 | 430,614 | 430,614 | Indirect |
Footnotes
- Josiah Austin resigned as trustee to the Austin-Clark Insurance Trust on October 23, 2009.
- Immediately.
Billionaire Hedge Funds
