Filing Details
- Accession Number:
- 0001225208-10-010854
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-23 13:00:00
- Reporting Period:
- 2010-04-21
- Filing Date:
- 2010-04-23
- Accepted Time:
- 2010-04-23 17:41:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793952 | Harley Davidson Inc | HOG | Motorcycles, Bicycles & Parts (3751) | 391382325 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1243079 | A Gail Lione | Harley-Davidson, Inc. 3700 West Juneau Avenue Milwaukee WI 53208 | Exec Vp, Gen Counsel & Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-04-22 | 13,015 | $34.54 | 25,997 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-21 | 8,795 | $0.00 | 0 | No | 4 | I | Indirect | By 401(k) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | I | Indirect | By 401(k) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock (Restricted Stock) | 53,168 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $44.41 | 2002-02-08 | 2011-02-07 | 27,518 | 27,518 | Direct |
Common Stock | Stock Option (right to buy) | $52.10 | 2003-02-13 | 2012-02-12 | 24,514 | 24,514 | Direct |
Common Stock | Stock Option (right to buy) | $40.72 | 2004-02-12 | 2013-02-11 | 32,930 | 32,930 | Direct |
Common Stock | Stock Option (right to buy) | $52.45 | 2005-02-10 | 2014-02-09 | 26,589 | 26,589 | Direct |
Common Stock | Stock Option (right to buy) | $61.21 | 2006-02-15 | 2015-02-15 | 16,985 | 16,985 | Direct |
Common Stock | Stock Option (right to buy) | $51.46 | 2007-02-14 | 2016-02-14 | 13,830 | 13,830 | Direct |
Common Stock | Stock Option (right to buy) | $68.91 | 2008-02-14 | 2017-02-14 | 17,467 | 17,467 | Direct |
Common Stock | Stock Option (right to buy) | $39.04 | 2009-02-13 | 2018-02-13 | 47,841 | 47,841 | Direct |
Common Stock | Stock Option (right to buy) | $12.30 | 2010-02-12 | 2019-02-12 | 92,402 | 92,402 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-02-07 | 27,518 | 27,518 | Direct |
2012-02-12 | 24,514 | 24,514 | Direct |
2013-02-11 | 32,930 | 32,930 | Direct |
2014-02-09 | 26,589 | 26,589 | Direct |
2015-02-15 | 16,985 | 16,985 | Direct |
2016-02-14 | 13,830 | 13,830 | Direct |
2017-02-14 | 17,467 | 17,467 | Direct |
2018-02-13 | 47,841 | 47,841 | Direct |
2019-02-12 | 92,402 | 92,402 | Direct |
Footnotes
- In February 2010, 24,032 shares of restricted stock vested. Accordingly, 24,032 shares are no longer reflected as restricted stock, but are reflected as common stock.
- Rebalance of 401(k) assets
- Restricted stock is granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. The shares of unvested restricted stock granted on 2/14/07 and 2/13/08 are subject to forfeiture until completion of a four year vesting period, except that 50% of the shares may vest after two years based on performance. The shares of restricted stock granted on 2/12/09 are subject to forfeiture until completion of a four-year vesting period. In February 2010, 24,032 shares of restricted stock vested. Accordingly, 24,032 shares are no longer reflected as restricted stock, but are reflected as common stock.
- Granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan.
- All options are currently exercisable.
- Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
- Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.