Filing Details
- Accession Number:
- 0001140361-10-016711
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-16 13:00:00
- Reporting Period:
- 2010-04-14
- Filing Date:
- 2010-04-16
- Accepted Time:
- 2010-04-16 12:44:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326973 | Smart Modular Technologies (Wwh) Inc. | SMOD | Semiconductors & Related Devices (3674) | 202509518 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
860866 | David Bonderman | C/O Tpg Capital, L.p. 301 Commerce Street, Suite 3300 Fort Worth TX 76102 | No | No | No | Yes | |
1099776 | G James Coulter | C/O Tpg Capital, L.p. 301 Commerce Street, Suite 3300 Fort Worth TX 76102 | No | No | No | Yes | |
1107479 | Tpg Advisors Iii Inc | C/O Tpg Capital, L.p. 301 Commerce Street, Suite 3300 Fort Worth TX 76102 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, Par Value $0.00016667 | Disposition | 2010-04-14 | 1,525,864 | $7.94 | 1,055,086 | No | 4 | S | Indirect | Explanation of Responses |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Explanation of Responses |
Footnotes
- David Bonderman and James G. Coulter are directors, officers and sole shareholders of TPG Advisors III, Inc., a Delaware corporation ("Advisors III" and, together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the general partner of TPG Gen Par III, L.P., a Delaware limited partnership, which is the general partner of TPG Partners III, L.P., a Delaware limited partnership, which in turn is the managing member of TPG III SM, LLC ("TPG III SM"), which directly holds the Ordinary Shares of SMART Modular Technologies (WWH), Inc. (the "Issuer") reported herein.
- Messrs. Bonderman and Coulter are also directors, officers and sole shareholders of TPG Advisors IV, Inc., a Delaware corporation ("Advisors IV") and T(3) Advisors II, Inc., a Delaware corporation ("T(3) Advisors II" and, together with Advisors III and Advisors IV, the "Advisors Entities"), each of which is filing a Form 4 with the Securities and Exchange Commission (the "Commission") on the date hereof disclosing that, following the dispositions reported thereon, such entities may be deemed to beneficially own 1,618,590 and 1,336,837 Ordinary Shares of the Issuer, respectively.
- Because of the relationship of Advisors III with TPG III SM, Advisors III may be deemed to beneficially own the Ordinary Shares of the Issuer directly held by TPG III SM, to the extent of the greater of its direct or indirect pecuniary interests in the profits or capital accounts of TPG III SM. Because of the relationships of Messrs. Bonderman and Coulter with the Advisors Entities, Messrs. Bonderman and Coulter may be deemed to beneficially own 4,010,513 Ordinary Shares of the Issuer, which is the aggregate number of Ordinary Shares reported herein and reported in the Forms 4 filed by each of Advisors IV and T(3) Advisors II on the date hereof, in each case to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the entities directly holding such Ordinary Shares.
- Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any securities beneficially owned in excess of their respective pecuniary interests.