Filing Details
- Accession Number:
- 0001019056-10-000561
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-29 13:00:00
- Reporting Period:
- 2010-04-27
- Filing Date:
- 2010-04-29
- Accepted Time:
- 2010-04-29 21:23:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
918112 | Neurobiological Technologies Inc | NTII | Biological Products, (No Disgnostic Substances) (2836) | 943049219 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397671 | Fvp Us-Q Lp | 551 Fifth Ave, 36Th Floor New York NY 10176 | No | No | Yes | No | |
1407275 | Fvp Master Fund Lp | 551 Fifth Ave, 36Th Floor New York NY 10176 | No | No | Yes | No | |
1438637 | Firefly Value Partners, Lp | 551 Fifth Ave, 36Th Floor New York NY 10176 | No | No | Yes | No | |
1438718 | Fvp Gp, Llc | 551 Fifth Ave, 36Th Floor New York NY 10176 | No | No | Yes | No | |
1438719 | Firefly Management Co Gp, Llc | 551 Fifth Ave, 36Th Floor New York NY 10176 | No | No | Yes | No | |
1438751 | Ryan Heslop | 551 Fifth Ave, 36Th Floor New York NY 10176 | No | No | Yes | No | |
1438752 | Ariel Warszawski | 551 Fifth Ave, 36Th Floor New York NY 10176 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Disposition | 2010-04-27 | 7,880 | $0.08 | 2,824,381 | No | 4 | P | Indirect | By FVP Master Fund, L.P. |
Common Stock, Par Value $0.001 | Disposition | 2010-04-27 | 10,120 | $0.08 | 2,305,574 | No | 4 | P | Indirect | By FVP US-Q, LP |
Common Stock, Par Value $0.001 | Disposition | 2010-04-28 | 438 | $0.08 | 2,823,943 | No | 4 | P | Indirect | By FVP Master Fund, L.P. |
Common Stock, Par Value $0.001 | Disposition | 2010-04-28 | 562 | $0.08 | 2,305,012 | No | 4 | P | Indirect | By FVP US-Q, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By FVP Master Fund, L.P. |
No | 4 | P | Indirect | By FVP US-Q, LP |
No | 4 | P | Indirect | By FVP Master Fund, L.P. |
No | 4 | P | Indirect | By FVP US-Q, LP |
Footnotes
- Firefly Value Partners, LP ("Firefly Partners") serves as investment manager to FVP Master Fund, L.P. (the "FVP Master Fund"), the direct owner of the subject securities. FVP GP, LLC ("FVP GP") serves as the general partner of the FVP Master Fund and Firefly Management Company GP, LLC ("Firefly Management") serves as the general partner of Firefly Partners. Messrs. Ryan Heslop and Ariel Warszawski are the managing members of FVP GP and Firefly Management. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Exchange Act") or for any other purpose.
- Firefly Partners serves as investment manager to FVP US-Q, LP (the "FVP Fund"), the direct owner of the subject securities. FVP GP serves as the general partner of the FVP Fund and Firefly Management serves as the general partner of Firefly Partners. Messrs. Ryan Heslop and Ariel Warszawski are the managing members of FVP GP and Firefly Management. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act or for any other purpose.