Filing Details

Accession Number:
0001217398-10-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-12 13:00:00
Reporting Period:
2010-04-09
Filing Date:
2010-04-12
Accepted Time:
2010-04-12 11:31:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38067 Forest City Enterprises Inc FCEA/FCEB Operators Of Nonresidential Buildings (6512) 340863886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217398 K Joan Shafran 122 South Street
Boston MA 02111
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2010-04-09 1,400 $15.36 14,650 No 4 S Indirect See footnote
Class A Common Stock Disposition 2010-04-09 13,700 $15.42 950 No 4 S Indirect See footnote
Class A Common Stock Disposition 2010-04-09 200 $15.43 750 No 4 S Indirect See footnote
Class A Common Stock Disposition 2010-04-09 700 $15.43 50 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 354 Indirect See footnote
Class A Common Stock 8,584 Indirect See footnote
Class A Common Stock 10,036 Indirect See footnote
Class A Common Stock 108,617 Direct
Class A Common Stock 61,220 Indirect See footnote
Class A Common Stock 37,156 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 900 900 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 2,579,908 2,579,908 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 13,500 13,500 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
1988-08-08 900 900 Indirect
1988-08-08 2,579,908 2,579,908 Indirect
1988-08-08 13,500 13,500 Indirect
Footnotes
  1. Held Indirect - by Powell Partners, of which Ms. Shafran is a general partner
  2. Faynne Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share bvalue due to a regular distribution to the beneficiary.
  3. Nathan Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share bvalue due to a regular distribution to the beneficiary.
  4. Held by directly by Joan Shafran in a street account with Wachovia.
  5. Joan Shafran, Trustee - held in street account with Raymond James.
  6. Held Indirect by The Berimore Company (a general partnership). Joan Shafran is a general partner along with siblings, Joseph Shafran and Paula Krulak.
  7. Joan Shfaran GRIT dated 8/01/2007. Joan Shafran recieves income from the shares but has no beneficial interest; Joan Shafran serves as a Trustee for the trust.
  8. Held Indirect - General Partner of RMS, Ltd.
  9. Held Indirect - Held by The Berimore Company as a limited partner of RMS, Ltd. Share increase due to a transfer of 900 shares by Jospeh Shafran (brother). Jospeh Shafran previously held the shares as a general partner in RMS, Ltd.
  10. Held Indirect - Powell Partners.
  11. Stocks are convertible from Class B Common to Class A Common on a 1-for-1 basis.
  12. Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.