Filing Details
- Accession Number:
- 0001181431-10-022547
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-22 13:00:00
- Reporting Period:
- 2010-04-21
- Filing Date:
- 2010-04-22
- Accepted Time:
- 2010-04-22 17:12:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1350653 | Alphatec Holdings Inc. | ATEC | Surgical & Medical Instruments & Apparatus (3841) | 202463898 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1364548 | Healthpointcapital Partners Lp | C/O Healthpoint Capital 505 Park Ave., 12Th Floor New York NY 10022 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-04-21 | 9,200,000 | $4.75 | 10,877,173 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The Reporting Person sold the shares upon the closing of the previously announced underwritten public offering by the Issuer and the Reporting Person of an aggregate of 18,400,000 shares of the Issuer's common stock, consisting of 9,200,000 shares sold by the Issuer and 9,200,000 shares sold by the Reporting Person. The sales include shares sold upon exercise in full of the underwriters' over-allotment option.
- Mortimer Berkowitz III and John H. Foster, who are directors of the Issuer, are each a managing member and beneficial owner of HGP, LLC, which is the general partner of the Reporting Person. Messrs. Berkowitz and Foster are representatives of the Reporting Person on the Issuer's board of directors and the Reporting Person is a "director by deputization."