Filing Details
- Accession Number:
- 0001209191-10-021611
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-08 13:00:00
- Reporting Period:
- 2010-04-06
- Filing Date:
- 2010-04-08
- Accepted Time:
- 2010-04-08 15:18:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1051741 | First Niagara Financial Group Inc | FNFG | Savings Institutions, Not Federally Chartered (6036) | 161545669 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1237032 | W Daniel Judge | 6950 South Transit Road P.o. Box 514 Lockport NY 14095-0514 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-06 | 390 | $14.37 | 127,915 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 150 | Indirect | Daughter |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Dividend Equivalent Unit (DEU) | $0.00 | 221 | 221 | Direct | ||
| Common Stock | Non-Qualified Stock Option (right to buy) | $4.87 | 2002-05-01 | 2011-05-01 | 5,949 | 5,949 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $11.68 | 2003-08-28 | 2012-08-28 | 6,467 | 6,467 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $13.28 | 2004-05-21 | 2013-05-21 | 6,000 | 6,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 221 | 221 | Direct | |
| 2011-05-01 | 5,949 | 5,949 | Direct |
| 2012-08-28 | 6,467 | 6,467 | Direct |
| 2013-05-21 | 6,000 | 6,000 | Direct |
Footnotes
- Deus have no exercise price
- DEUs convert into common stock on a 1-for-1 basis
- DEUs have no expiration date
Billionaire Hedge Funds
