Filing Details
- Accession Number:
- 0001181431-10-021491
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-13 13:00:00
- Reporting Period:
- 2010-04-09
- Filing Date:
- 2010-04-13
- Accepted Time:
- 2010-04-13 19:22:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1296391 | Tengion Inc | TNGN | Biological Products, (No Disgnostic Substances) (2836) | 200214813 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1487938 | Carl-Johan Dalsgaard | C/O Odlander, Fredrikson &Amp; Co. Ab Strandvagen 5B Stockholm V7 SE-114- 51 | Yes | No | Yes | No | |
1488353 | Jacob Gunterberg | C/O Odlander, Fredrikson &Amp; Co. Ab Strandvagen 5B Stockholm V7 SE-114 51 | No | No | Yes | No | |
1488354 | Eugen Steiner | C/O Odlander, Fredrikson &Amp; Co Ab Strandvagen 5B Stockholm V7 SE-114 51 | No | No | Yes | No | |
1488430 | Sa Gp Iv Healthcap | 18 Avenue D'Ouchy Lausanne V8 CH-1006 | No | No | Yes | No | |
1488665 | Iv Club Ofco | Strandvagen 5B Stockholm V7 SE-114 51 | No | No | Yes | No | |
1488771 | Johan Christenson | C/O Odlander,Fredrikson &Amp; Co. Ab Strandvage 5B Stockholm V8 SE-114 51 | No | No | Yes | No | |
1488780 | Anki Forsberg | C/O Odlander, Fredrikson &Amp; Co. Ab Strandvagen 5B Stockholm V7 SE-114 51 | No | No | Yes | No | |
1488799 | Bjorn Odlander | C/O Odlander, Fredrikson &Amp; Co. Ab Strandvagen 5B Stockholm V7 SE-114 51 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock ($0.001 Par Value) | Acquisiton | 2010-04-09 | 478,014 | $5.00 | 478,014 | No | 4 | P | Indirect | See footnote |
Common Stock ($0.001 Par Value) | Acquisiton | 2010-04-09 | 34,876 | $5.00 | 34,876 | No | 4 | P | Indirect | See footnote |
Common Stock ($0.001 Par Value) | Acquisiton | 2010-04-09 | 345,403 | $5.00 | 345,403 | No | 4 | P | Indirect | See footnote |
Common Stock ($0.001 Par Value) | Acquisiton | 2010-04-09 | 13,071 | $5.00 | 13,071 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- Shares held directly by HealthCap IV, L.P. ("HealthCap LP"). HealthCap IV GP SA, L.L.C. ("HealthCap SA"), is the sole general partner of HealthCap LP and has voting and investment control over the shares held by HealthCap LP. HealthCap SA disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. Carl-Johan Dalsgaard, Per-Olof Ericsson, Anki Forsberg, Peder Fredrikson, Jacob Gunterberg, Staffan Lindstrand, Bjorn Odlander, Per Samuelsson and Eugen Steiner, the members of HealthCap SA, may be deemed to possess voting and investment control over the shares held by HealthCap LP and may be deemed to have indirect beneficial ownership of the shares held by HealthCap LP. Such persons disclaim beneficial ownership of shares held by HealthCap LP except to the extent of any pecuniary interest therein.
- Shares held directly by HealthCap IV, K.B. ("HealthCap KB"). HealthCap IV GP AB, L.L.C. ("HealthCap AB"), is the sole general partner of HealthCap KB and has voting and investment control over the shares held by HealthCap KB. HealthCap AB disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. Carl-Johan Dalsgaard, Per-Olof Ericsson, Anki Forsberg, Peder Fredrikson, Jacob Gunterberg, Staffan Lindstrand, Bjorn Odlander, Per Samuelsson and Eugen Steiner, the members of HealthCap AB, may be deemed to possess voting and investment control over the shares held by HealthCap KB and may be deemed to have indirect beneficial ownership of the shares held by HealthCap KB. Such persons disclaim beneficial ownership of shares held by HealthCap KB except to the extent of any pecuniary interest therein.
- Shares held directly by HealthCap IV BIS, L.P. ("HealthCap BIS"). HealthCap IV GP SA, L.L.C. ("HealthCap SA"), is the sole general partner of HealthCap BIS and has voting and investment control over the shares held by HealthCap BIS. HealthCap SA disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. Carl-Johan Dalsgaard, Per-Olof Ericsson, Anki Forsberg, Peder Fredrikson, Jacob Gunterberg, Staffan Lindstrand, Bjorn Odlander, Per Samuelsson and Eugen Steiner, the members of HealthCap SA, may be deemed to possess voting and investment control over the shares held by HealthCap BIS and may be deemed to have indirect beneficial ownership of the shares held by HealthCap BIS. Such persons disclaim beneficial ownership of shares held by HealthCap BIS except to the extent of any pecuniary interest therein.
- Shares held directly by OFCO Club IV ("OFCO Club"). Odlander, Fredrikson & Co AB, L.L.C. ("OFCO AB") is a member of OFCO and has voting and investment control over the shares held by OFCO Club. OFCO AB disclaims beneficial ownership of such shares, except to the extent of their pecuniary interest therein. Johan Christenson, Carl-Johan Dalsgaard, Per-Olof Eriksson, Anki Forsberg, Peder Fredrikson, Staffan Lindstrand, Bjorn Odlander, Per Samuelsson and Eugen Steiner, the members of OFCO AB, may be deemed to possess voting and investment control over the shares held by OFCO Club and may be deemed to have indirect beneficial ownership of the shares held by OFCO Club. Such persons disclaim beneficial ownership of shares held by OFCO Club except to the extent of any pecuniary interest therein.