Filing Details
- Accession Number:
- 0001140361-10-017024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-20 13:00:00
- Reporting Period:
- 2010-04-16
- Filing Date:
- 2010-04-20
- Accepted Time:
- 2010-04-20 18:06:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124105 | Targacept Inc | TRGT | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1295829 | S William Caldwell | C/O Targacept, Inc. 200 East First Street, Suite 300 Winston-Salem NC 27101 | Svp - Drug Discovery And Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-16 | 36,946 | $5.10 | 44,681 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-16 | 36,946 | $23.02 | 7,735 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-19 | 100 | $5.10 | 7,835 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-19 | 100 | $23.00 | 7,735 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-04-16 | 3,968 | $0.00 | 3,968 | $5.10 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-04-16 | 6,484 | $0.00 | 6,484 | $5.10 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-04-16 | 10,750 | $0.00 | 10,750 | $5.10 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-04-16 | 15,744 | $0.00 | 15,744 | $5.10 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-04-19 | 100 | $0.00 | 100 | $5.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2002-02-15 | 2012-02-14 | No | 4 | M | Direct |
| 0 | 2003-01-14 | 2013-01-13 | No | 4 | M | Direct |
| 0 | 2013-01-30 | No | 4 | M | Direct | |
| 7,345 | 2013-10-30 | No | 4 | M | Direct | |
| 7,245 | 2013-10-30 | No | 4 | M | Direct |
Footnotes
- This option vested in installments and became vested in full upon completion of the issuer's initial public offering.
- This option vested in installments and became vested in full on September 30, 2007.
Billionaire Hedge Funds
