Filing Details
- Accession Number:
- 0001281803-10-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-19 13:00:00
- Reporting Period:
- 2010-04-15
- Filing Date:
- 2010-04-19
- Accepted Time:
- 2010-04-19 16:50:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1037038 | Polo Ralph Lauren Corp | RL | Men's & Boys' Furnishgs, Work Clothg, & Allied Garments (2320) | 132622036 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1040545 | Ralph Lauren | 650 Madison Ave New York NY 10022 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-04-15 | 20,833 | $26.71 | 538,162 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2010-04-15 | 100,000 | $0.00 | 638,162 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2010-04-15 | 119,833 | $90.49 | 518,329 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-04-15 | 1,000 | $91.11 | 517,329 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2010-04-16 | 534 | $0.00 | 517,864 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class A Common Stock Option (Right to Buy) | Disposition | 2010-04-15 | 20,833 | $0.00 | 20,833 | $26.71 |
| Class A Common Stock | Class B Common Stock | Disposition | 2010-04-15 | 100,000 | $0.00 | 100,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2010-04-15 | 995,080 | $0.00 | 995,080 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 166,668 | 2011-06-19 | No | 4 | M | Direct | |
| 22,875,767 | No | 4 | C | Direct | ||
| 0 | No | 4 | J | Indirect |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 5,085,623 | 5,085,623 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 1,955,568 | 1,955,568 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 494,809 | 494,809 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 5,085,623 | 5,085,623 | Indirect | |
| 1,955,568 | 1,955,568 | Indirect | |
| 494,809 | 494,809 | Indirect |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person in connection with his individual long-term strategy for estate planning.
- The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $89.97 to $90.92. Upon request of the SEC staff, Polo Ralph Lauren Corporation (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Represents restricted stock units payable as a result of the payment of a cash dividend on the Issuer's Class A Common Stock. The restricted stock units are payable solely in shares of the Issuer's Class A Common Stock issued to the reporting person in respect of restricted stock units previously granted under the Issuer's 1997 Long-Term Stock Incentive Plan.
- The options vested and became exercisable in three equal annual installments beginning on June 19, 2002. These options are scheduled to expire on June 19, 2011.
- The reporting person has the right, at his option, at any time and from time to time, to convert shares of Class B Common Stock into Class A Common Stock on a one-for-one basis.
- Reflects a distribution on April 15, 2010 of shares of Class B Common Stock upon the termination of one of the reporting person's wife's grantor retained annuity trusts to a successor trust for the benefit of the issue of the reporting person's wife and for various trusts of which the reporting person's wife is a grantor. The reporting person's wife was a trustee of the terminating grantor retained annuity trust. The reporting person and his wife are not trustees of the successor trust.
- Reflects a distribution on April 15, 2010 to the reporting person's wife of 261,595 shares of Class B Common Stock from a grantor retained annuity trust of the reporting person's wife, of which she is a trustee.
Billionaire Hedge Funds
