Filing Details
- Accession Number:
- 0001181431-10-020473
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-04-06 13:00:00
- Reporting Period:
- 2008-06-04
- Filing Date:
- 2010-04-06
- Accepted Time:
- 2010-04-06 13:33:13
- Original Submission Date:
- 2008-06-06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1102741 | Stec Inc. | STEC | Computer Storage Devices (3572) | 330399154 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1193507 | Mehrdad Moshayedi | C/O Stec, Inc. 3001 Daimler Street Santa Ana CA 92705-5812 | President, Coo, Cto, Secretary | Yes | Yes | Yes | No |
1254601 | Semifa Moshayedi | C/O Stec, Inc. 3001 Daimler Street Santa Ana CA 92705-5812 | No | No | No | Yes | |
1254603 | 9-28-98 Dtd Trust Revocable Moshayedi M&S | C/O Stec, Inc. 3001 Daimler Street Santa Ana CA 92705-5812 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2008-06-04 | 94,900 | $14.00 | 7,778,446 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
Footnotes
- This Form 4 is filed to correct the number of shares reported as disposed on Line 3, Item 4 of the Form 4 filed on 6/6/08 (Accession No. 0001181431-08-037544). The Form 4 filed on 6/6/08 reported 9,400 shares as disposed. The number of shares that should have been reported as disposed was 94,900 shares. The amount of securities beneficially owned following the reported transaction (7,778,446 shares reported on Table 1, Item 5) did reflect the correct number of aggregate shares following the reported transaction for the line number. Form 4 filings on 6/6/08 were reported on two Form 4's as the number of transactions exceeded the number of line items allowed for reporting by the SEC. This amended Form 4 is intended to cover the 6/6/08 filings in their entirety filed under Accession Nos. 0001181431-08-037544 and 0001181431-08-037545.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b-5-1 trading plan adopted by the M. and S. Moshayedi Revocable Trust dated 9/25/98.
- The reported shares are owned directly by the M. and S. Moshayedi Revocable Trust dated 9/25/98, a ten percent owner of the Issuer, and are owned indirectly by Mehrdad (Mark) Moshayedi and Semira Moshayedi as co-trustees of the trust, each of whom may be deemed to be a ten percent owner of the Issuer. Each of the co-trustees disclaim beneficial ownership of the reported securities except to the extent of his or her pecuniary interest therein.