Filing Details

Accession Number:
0000950142-10-000591
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-07 13:00:00
Reporting Period:
2010-04-05
Filing Date:
2010-04-07
Accepted Time:
2010-04-07 20:42:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1028985 Spectrum Brands Inc. SPB Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 222423556
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233563 Harbinger Capital Partners Master Fund I, Ltd. C/O International Fund Services Limited
Third Fl, Bishop'S Square Redmond'S Hill
Dublin L2 00000
No No Yes Yes
1233569 Philip Falcone 450 Park Avenue, 30Th Floor
New York NY 10022
No No Yes Yes
1371517 Harbinger Capital Partners Special Situations Fund, L.p. 450 Park Avenue, 30Th Floor
New York NY 10022
No No Yes Yes
1371518 Harbinger Capital Partners Special Situations Gp, Llc 450 Park Avenue, 30Th Floor
New York NY 10022
No No Yes Yes
1456927 Harbinger Holdings, Llc 450 Park Avenue, 30Th Floor
New York NY 10022
No No Yes Yes
1457298 Harbinger Capital Partners Llc 450 Park Avenue, 30Th Floor
New York NY 10022
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock (Par Value $0.01 Per Share) Acquisiton 2010-04-05 5,920 $28.00 8,794,173 No 4 P Direct
Common Stock (Par Value $0.01 Per Share) Acquisiton 2010-04-06 1,760 $27.95 8,795,933 No 4 P Direct
Common Stock (Par Value $0.01 Per Share) Acquisiton 2010-04-06 400 $27.97 8,796,333 No 4 P Direct
Common Stock (Par Value $0.01 Per Share) Acquisiton 2010-04-06 1,840 $27.99 8,798,173 No 4 P Direct
Common Stock (Par Value $0.01 Per Share) Acquisiton 2010-04-06 1,920 $28.00 8,800,093 No 4 P Direct
Common Stock (Par Value $0.01 Per Share) Acquisiton 2010-04-07 2,800 $27.95 8,802,893 No 4 P Direct
Common Stock (Par Value $0.01 Per Share) Acquisiton 2010-04-07 3,120 $27.99 8,806,013 No 4 P Direct
Common Stock (Par Value $0.01 Per Share) Acquisiton 2010-04-05 1,480 $28.00 1,913,196 No 4 P Direct
Common Stock (Par Value $0.01 Per Share) Acquisiton 2010-04-06 440 $27.95 1,913,636 No 4 P Direct
Common Stock (Par Value $0.01 Per Share) Acquisiton 2010-04-06 100 $27.97 1,913,736 No 4 P Direct
Common Stock (Par Value $0.01 Per Share) Acquisiton 2010-04-06 460 $27.99 1,914,196 No 4 P Direct
Common Stock (Par Value $0.01 Per Share) Acquisiton 2010-04-06 480 $28.00 1,914,676 No 4 P Direct
Common Stock (Par Value $0.01 Per Share) Acquisiton 2010-04-07 700 $27.95 1,915,376 No 4 P Direct
Common Stock (Par Value $0.01 Per Share) Acquisiton 2010-04-07 780 $27.99 1,916,156 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (Par Value $0.01 Per Share) 1,453,850 Indirect See footnotes
Footnotes
  1. These securities are owned by Harbinger Capital Partners Master Fund I, Ltd. (the "Master Fund"), which is a Reporting Person.
  2. These securities may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Harbinger Capital Partners LLC ("Harbinger LLC"), the investment manager of the Master Fund; Harbinger Holdings, LLC ("Harbinger Holdings"), the manager of Harbinger LLC; and Philip Falcone, the managing member of Harbinger Holdings and the portfolio manager of the Master Fund.
  3. Each Reporting Person listed in Footnote 2 disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  4. These securities are owned by Harbinger Capital Partners Special Situations Fund, L.P. (the "Special Situations Fund"), which is a Reporting Person.
  5. These securities may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Harbinger Capital Partners Special Situations GP, LLC ("HCPSS"), the general partner of the Special Situations Fund; Harbinger Holdings, the managing member of HCPSS; and Philip Falcone, the managing member of Harbinger Holdings and the portfolio manager of the Special Situations Fund.
  6. Each Reporting Person listed in Footnote 5 disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  7. These securities are owned by Global Opportunities Breakaway Ltd. (the "Breakaway Fund").
  8. These securities may be deemed to be indirectly beneficially owned by the following: Harbinger Capital Partners II LP (formerly Global Opportunities Breakaway Management, L.P.) ("HCP II"), the investment manager of the Breakaway Fund; Harbinger Capital Partners II GP LLC (formerly Global Opportunities Breakaway Management GP, L.L.C.) ("HCP GP II"), the general partner of HCP II; and Philip Falcone, the managing member of HCP II GP and the portfolio manager of the Breakaway Fund.
  9. Each entity or person listed in Footnote 8 disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such entity or person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.