Filing Details
- Accession Number:
- 0001179110-10-007240
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-22 13:00:00
- Reporting Period:
- 2010-04-21
- Filing Date:
- 2010-04-22
- Accepted Time:
- 2010-04-22 15:13:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 201461 | City National Corp | CYN | National Commercial Banks (6021) | 952568550 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207188 | D Russell Goldsmith | 400 N. Roxbury Drive Beverly Hills CA 90210 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-21 | 5,000 | $36.66 | 194,720 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-21 | 5,000 | $58.00 | 189,720 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to Buy) | Acquisiton | 2010-04-21 | 5,000 | $0.00 | 5,000 | $36.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 304,930 | Indirect | By Maple Pine Limited Partnership |
| Common Stock | 2,860,000 | Indirect | By the Goldsmith Family Partnership |
| Common Stock | 42,240 | Indirect | By the Russell Goldsmith Trust |
| Common Stock | 23,000 | Indirect | As Trustee of the ELM 2006 Charitable Annuity Lead Trust |
| Common Stock | 2,912 | Indirect | As Trustee of the Kathryn Goldsmith 1985 Trust |
| Common Stock | 4,134 | Indirect | As Trustee of the Brian Goldsmith 1985 Trust |
| Common Stock | 1,222 | Indirect | By California Quintet LLC |
| Common Stock | 8 | Indirect | As Trustee of the West LA Investment Trust No. 1-R |
| Common Stock | 2,749 | Indirect | By CNC Profit Sharing Plan |
| Common Stock | 7,500 | Indirect | By MKB Co. Ltd. |
Footnotes
- The stock options vested in four equal annual installments beginning March 5, 2002.
- Shares held in the reporting person's profit sharing plan as of March 31, 2010.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
