Filing Details

Accession Number:
0001217465-10-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-07 13:00:00
Reporting Period:
2010-04-05
Filing Date:
2010-04-07
Accepted Time:
2010-04-07 16:57:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38067 Forest City Enterprises Inc FCEA/FCEB Operators Of Nonresidential Buildings (6512) 340863886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217465 A Ronald Ratner 50 Public Square, Suit 1100
Cleveland OH 44113
Executive Vice President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2010-04-05 18,940 $15.11 37,878 No 4 S Indirect See footnote
Class A Common Stock Disposition 2010-04-05 9,470 $15.11 28,408 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,008,539 Indirect See footnote
Class A Common Stock 239,446 Indirect See footnote
Class A Common Stock 4,696 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 900 900 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 784 784 Direct
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 728,401 728,401 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 715,860 715,860 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 468,444 468,444 Indirect
Class A Common 2003 Stock Option Grant (right to buy) $15.50 2005-03-17 2013-03-17 27,000 27,000 Direct
Class A Common 2005 Stock Option Grant (right to buy) $31.75 2007-04-06 2015-04-06 25,200 25,200 Direct
Class A Common 2006 Stock Option Grant (right to buy) $46.37 2008-04-04 2016-04-04 25,200 25,200 Direct
Class A Common 2007 Stock Option Grant (right to buy) $65.35 2009-03-29 2017-03-29 25,200 25,200 Direct
Class A Common 2008 Stock Option Grant (right to buy) $36.38 2010-06-18 2018-06-18 17,721 17,721 Direct
Class A Common 2009 Stock Option Grant (right to buy) $7.80 2011-04-21 2019-04-21 21,797 21,797 Direct
Class A Common Stock 2008 Performance Shares $0.00 2012-01-31 1988-08-08 19,791 19,791 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1988-08-08 900 900 Indirect
1988-08-08 784 784 Direct
1988-08-08 728,401 728,401 Indirect
1988-08-08 715,860 715,860 Indirect
1988-08-08 468,444 468,444 Indirect
2013-03-17 27,000 27,000 Direct
2015-04-06 25,200 25,200 Direct
2016-04-04 25,200 25,200 Direct
2017-03-29 25,200 25,200 Direct
2018-06-18 17,721 17,721 Direct
2019-04-21 21,797 21,797 Direct
1988-08-08 19,791 19,791 Direct
Footnotes
  1. The Ronald Ratner 1986 Trust Agreement, as modified (Ronald is Trustee).
  2. Deborah Ratner Trust - individually trust of spouse, shares held in account at McDonald Investments.
  3. Deborah B. Ratner, Trustee of the Irene Meldon 1998 Irrevocable dated 12/04/1998 - 2,348 shares for benefit of Matthew (son), and 2,348 shares for benefit of Sarah (daughter) - Ronald Ratner disclaims any beneficial interest.
  4. Max Ratner Grandchildren's Trust dated 12/21/1988 - 18,939 sharesfor the benefit of Sarah (daughter) and 9,469 shares for Matthew (son), Ron Ratner serves as a trust advisor. Ronald Ratner disclaims any beneficial interest.
  5. General Partnership interest in RMS, Ltd. partnership a 10% sharelholder.
  6. The Ronald Ratner 1986 Trust Agreement, as modified (Ronald is Trustee); these shares are held by FCE Management, LP as a limited partner of RMS, Ltd. (limited partnership).
  7. Max Ratner Grandchildren's Trust dated 12/21/1988 - 370,350 shares for the benefit of Sarah (daughter) and 345,510 for the benefit of Matthew (son) RMS, Ltd. - limited partnership interest. Ron Ratner serves as a trust advisor. Ronald Ratner disclaims any beneficial interest.
  8. Max Ratner Family 1999 Revocable Trust - 278,540 shares for the benefit of Sarah Ratner (daughter) and 189,904 shares for the benefit of Matthew (son). Ron Ratner serves as a trust advisor. Ronald Ratner disclaims any beneficial interest.
  9. 2003 Stock Option Grant - 25% exercisable 3/17/05; 25% exercisable 3/17/06; and 50% exercisable 3/17/07.
  10. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
  11. 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
  12. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  13. 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
  14. 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
  15. Performance Shares Award - granted 6/18/2008 - performance period is from May 1, 2008 to January 31, 2012. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 175% of the number of Performance Shares granted. Fair market value on date of grant is $36.38 per share. There is no fixed expirationdate.
  16. Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date.