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Home > Insider Trading > Filing (0001225208-10-011454)

Filing Details

Accession Number:: 0001225208-10-011454
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-04-30 13:00:00
Reporting Period:: 2010-04-30

Filing Date:: 2010-04-30
Accepted Time:: 2010-04-30 15:51:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
878520	Sws Group Inc	SWS	Security Brokers, Dealers & Flotation Companies (6211)	752040825

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1419430	Jr L John Holt	1201 Elm Street Suite 3500 Dallas TX 75270	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock $.10 Par Value	Acquisiton	2010-04-30	5,000	$11.10	15,000	No	4	P	Indirect	IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	IRA

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock $.10 Par Value	52,251	Direct