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Filing Details

Accession Number:: 0001181431-10-021489
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-04-13 13:00:00
Reporting Period:: 2010-04-09

Filing Date:: 2010-04-13
Accepted Time:: 2010-04-13 19:14:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1296391	Tengion Inc	TNGN	Biological Products, (No Disgnostic Substances) (2836)	200214813

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1178496	Healthcap Iv Lp	18 Avenue D'Ouchy Lausanne V8 CH-1006	No	No	Yes	No
1191691	Healthcap Iv Bis Lp	18 Avenue D'Ouchy Lausanne V8 CH-1006	No	No	Yes	No
1488350	Staffan Lindstrand	C/O Odlander, Fredrikson &Amp; Co. Ab Strandvagen 5B Stockholm V7 SE-114 51	No	No	Yes	No
1488351	Per-Olof Eriksson	C/O Odlander, Fredrikson &Amp; Co. Ab Strandvage 5B Stockholm V7 SE-114 51	No	No	Yes	No
1488352	Per Samuelsson	C/O Odlander, Fredrikson &Amp; Co. Ab Strandvagen 5B Stockholm V7 SE 114 51	No	No	Yes	No
1488356	Healthcap Iv Gp Ab, L.l.c.	Strandvagen 5B Stockholm V7 SE-114 51	No	No	Yes	No
1488357	Healthcap Iv, K.b.	Strandvagen 5B Stockholm V7 SE-114 51	No	No	Yes	No
1488359	Odlander, Fredrikson & Co. Ab	Strandvage 5B Stockholm V7 SE-114 51	No	No	Yes	No
1488429	Peder Fredrikson	C/O Odlander, Fredrikson Sa 18 Avenue D'Ouchy Lausanne V8 CH-1006	No	No	Yes	No
1488430	Sa Gp Iv Healthcap	18 Avenue D'Ouchy Lausanne V8 CH-1006	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock ($0.001 Par Value)	Acquisiton	2010-04-09	478,014	$5.00	478,014	No	4	P	Indirect	See footnote
Common Stock ($0.001 Par Value)	Acquisiton	2010-04-09	34,876	$5.00	34,876	No	4	P	Indirect	See footnote
Common Stock ($0.001 Par Value)	Acquisiton	2010-04-09	345,403	$5.00	345,403	No	4	P	Indirect	See footnote
Common Stock ($0.001 Par Value)	Acquisiton	2010-04-09	13,071	$5.00	13,071	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote

Footnotes

Shares held directly by HealthCap IV, L.P. ("HealthCap LP"). HealthCap IV GP SA, L.L.C. ("HealthCap SA"), is the sole general partner of HealthCap LP and has voting and investment control over the shares held by HealthCap LP. HealthCap SA disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. Carl-Johan Dalsgaard, Per-Olof Ericsson, Anki Forsberg, Peder Fredrikson, Jacob Gunterberg, Staffan Lindstrand, Bjorn Odlander, Per Samuelsson and Eugen Steiner, the members of HealthCap SA, may be deemed to possess voting and investment control over the shares held by HealthCap LP and may be deemed to have indirect beneficial ownership of the shares held by HealthCap LP. Such persons disclaim beneficial ownership of shares held by HealthCap LP except to the extent of any pecuniary interest therein.
Shares held directly by HealthCap IV, K.B. ("HealthCap KB"). HealthCap IV GP AB, L.L.C. ("HealthCap AB"), is the sole general partner of HealthCap KB and has voting and investment control over the shares held by HealthCap KB. HealthCap AB disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. Carl-Johan Dalsgaard, Per-Olof Ericsson, Anki Forsberg, Peder Fredrikson, Jacob Gunterberg, Staffan Lindstrand, Bjorn Odlander, Per Samuelsson and Eugen Steiner, the members of HealthCap AB, may be deemed to possess voting and investment control over the shares held by HealthCap KB and may be deemed to have indirect beneficial ownership of the shares held by HealthCap KB. Such persons disclaim beneficial ownership of shares held by HealthCap KB except to the extent of any pecuniary interest therein.
Shares held directly by HealthCap IV BIS, L.P. ("HealthCap BIS"). HealthCap IV GP SA, L.L.C. ("HealthCap SA"), is the sole general partner of HealthCap BIS and has voting and investment control over the shares held by HealthCap BIS. HealthCap SA disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. Carl-Johan Dalsgaard, Per-Olof Ericsson, Anki Forsberg, Peder Fredrikson, Jacob Gunterberg, Staffan Lindstrand, Bjorn Odlander, Per Samuelsson and Eugen Steiner, the members of HealthCap SA, may be deemed to possess voting and investment control over the shares held by HealthCap BIS and may be deemed to have indirect beneficial ownership of the shares held by HealthCap BIS. Such persons disclaim beneficial ownership of shares held by HealthCap BIS except to the extent of any pecuniary interest therein.
Shares held directly by OFCO Club IV ("OFCO Club"). Odlander, Fredrikson & Co AB, L.L.C. ("OFCO AB") is a member of OFCO and has voting and investment control over the shares held by OFCO Club. OFCO AB disclaims beneficial ownership of such shares, except to the extent of their pecuniary interest therein. Johan Christenson, Carl-Johan Dalsgaard, Per-Olof Eriksson, Anki Forsberg, Peder Fredrikson, Staffan Lindstrand, Bjorn Odlander, Per Samuelsson and Eugen Steiner, the members of OFCO AB, may be deemed to possess voting and investment control over the shares held by OFCO Club and may be deemed to have indirect beneficial ownership of the shares held by OFCO Club. Such persons disclaim beneficial ownership of shares held by OFCO Club except to the extent of any pecuniary interest therein.