Filing Details
- Accession Number:
- 0001245313-10-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-29 13:00:00
- Reporting Period:
- 2010-04-29
- Filing Date:
- 2010-04-29
- Accepted Time:
- 2010-04-29 19:13:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245211 | Jr W Harry Kellogg | 3003 Tasman Drive Santa Clara CA 95054 | President Of Merchant Bank | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-29 | 20,407 | $26.40 | 38,623 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-29 | 12,265 | $36.56 | 50,888 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-29 | 32,672 | $50.01 | 18,216 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-04-29 | 20,407 | $26.40 | 20,407 | $26.40 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-04-29 | 12,265 | $36.56 | 12,265 | $36.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2002-04-19 | 2011-04-19 | No | 4 | M | Direct |
| 0 | 2005-04-23 | 2011-07-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 477 | Indirect | By self in 401k/ESOP |
Footnotes
- The option vests in four equal annual installments beginning one year from date of grant.
Billionaire Hedge Funds
