Filing Details

Accession Number:
0001445116-10-000015
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-20 13:00:00
Reporting Period:
2009-05-05
Filing Date:
2010-04-20
Accepted Time:
2010-04-20 18:33:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1169770 First Pactrust Bancorp Inc FPTB National Commercial Banks (6021) 043639825
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
904217 Partnership Limited America Of Investors 135 North Meramec
Clayton MO 63105
No No Yes No
927387 F James Dierberg 135 North Meramec
Clayton MO 63105
No No Yes No
1405167 Ii Faron James Dierberg 135 North Meramec
Clayton MO 63105
No No Yes No
1405170 First Capital America, Inc. 135 North Meramec
Clayton MO 63105
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2009-05-05 2,500 $8.38 1,800 No 4 S Indirect See Note
Common Stock Disposition 2009-05-07 1,800 $8.25 0 No 4 S Indirect See Note
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Note
No 4 S Indirect See Note
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 122,000 Indirect See Note
Common Stock 268,000 Indirect See Note
Common Stock 43,680 Indirect See Note
Footnotes
  1. These securities are owned by Investors of America, Limited Partnership ("Investors") and may be deemed to be indirectly owned by First Capital America, Inc. ("First Capital"), James F. Dierberg, Trustee of the James F. Dierberg Living Trust Dated 10/8/85 ("JFD Lvg Trust") and James F. Dierberg II ("JFD II"). Members of the Dierberg Family and the Dierberg Family Trusts are shareholders of First Capital and First Securities America, Inc. ("FSA"), the General Partner of Investors. JFD II is the son of James F. Dierberg, the Trustee of JFD Lvg Trust. First Capital, JFD Lvg Trust and JFD II disclaim beneficial ownership of these securities.
  2. These securities are owned by First Capital and may be deemed to be indirectly owned by Investors, JFD Lvg Trust and JFD II. Members of the Dierberg Family and the Dierberg Family Trusts are shareholders of First Capital and FSA, the General Partner of Investors. JFD II is the son of James F. Dierberg, the Trustee of JFD Lvg Trust. Investors, JFD Lvg Trust and JFD II disclaim beneficial ownership of these securities.
  3. These securities are owned by JFD Lvg Trust and may be deemed to be indirectly owned by Investors, First Capital and JFD II. Members of the Dierberg Family and the Dierberg Family Trusts are shareholders of First Capital and FSA, the General Partner of Investors. JFD II is the son of James F. Dierberg, the Trustee of JFD Lvg Trust. Investors, First Capital and JFD II disclaim beneficial ownership of these securities.
  4. These securities are owned by JFD II and may be deemed to be indirectly owned by Investors, First Capital and JFD Lvg Trust. Members of the Dierberg Family and Dierberg Family Trusts are shareholders of First Capital and FSA, General Partner of Investors. JFD II is the son of James F. Dierberg, the Trustee of JFD Lvg Trust; Investors, First Capital and JFD Lvg Trust disclaim beneficial ownership of these securities.