Filing Details
- Accession Number:
- 0001173879-10-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-16 13:00:00
- Reporting Period:
- 2010-04-14
- Filing Date:
- 2010-04-16
- Accepted Time:
- 2010-04-16 19:05:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1173879 | Paul Marciano | C/O Guess?, Inc. 1444 South Alameda Street Los Angeles CA 90021 | Vice Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-04-14 | 100,000 | $47.29 | 7,292,661 | No | 4 | S | Indirect | by Paul Marciano Trust |
| Common Stock | Disposition | 2010-04-14 | 100,000 | $47.33 | 1,581,700 | No | 4 | S | Indirect | by NRG Capital Holdings, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by Paul Marciano Trust |
| No | 4 | S | Indirect | by NRG Capital Holdings, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,150 | Direct | |
| Common Stock | 1,164,972 | Indirect | by MFH II, LLC |
| Common Stock | 4,733 | Indirect | by JS GRAT |
| Common Stock | 2,000,000 | Indirect | by G Financial Holdings, LLC |
Footnotes
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $47.25 to $47.33. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- Reflects changes in form of indirect ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
- Shares are held by the Paul Marciano Trust dated 2/20/86, a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
- Shares are held by NRG Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
- Shares are held by Marciano Financial Holdings II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
- Shares are held by JS GRAT, a grantor retained annuity trust of which the reporting person acts as investment advisor and has sole investment power.
- Share are held by G Financial Holdings, LLC which is indirectly owned by the reporting person.
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