Filing Details
- Accession Number:
- 0001104659-10-021902
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-26 13:00:00
- Reporting Period:
- 2010-04-23
- Filing Date:
- 2010-04-26
- Accepted Time:
- 2010-04-26 21:19:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1310852 | Duston Williams | C/O Infinera Corporation 169 Java Drive Sunnyvale CA 94089 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-23 | 50,000 | $2.00 | 53,125 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-23 | 50,000 | $9.95 | 3,125 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-26 | 50,000 | $2.00 | 53,125 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-26 | 50,000 | $9.95 | 3,125 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-04-23 | 50,000 | $0.00 | 50,000 | $2.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-04-26 | 50,000 | $0.00 | 50,000 | $2.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 200,000 | 2016-08-08 | No | 4 | M | Direct | |
| 150,000 | 2016-08-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 130,881 | Indirect | See footnote |
Footnotes
- Excludes 2,084 shares previously held directly by the Reporting Person of which 1,042 shares were re-registered on March 23, 2010 and March 26, 2010 and are now held directly by the Williams Family Trust dated 3/18/05 (the "Williams Family Trust").
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $9.95 to $9.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Includes 2,084 shares previously held directly by the Reporting Person of which 1,042 shares were re-registered on March 23, 2010 and March 26, 2010 and are now held directly by the Williams Family Trust.
- Shares held directly by the Williams Family Trust for which the Reporting Person serves as trustee.
- The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares vested on June 19, 2007 and one forty-eighth of the shares vest monthly thereafter.
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