Filing Details
- Accession Number:
- 0001104659-10-021898
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-26 13:00:00
- Reporting Period:
- 2010-04-23
- Filing Date:
- 2010-04-26
- Accepted Time:
- 2010-04-26 20:48:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1177264 | Iii O Michael Mccarthy | C/O Infinera Corporation 169 Java Drive Sunnyvale CA 94089 | Chief Legal & Admin. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-23 | 1,320 | $1.84 | 47,448 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-23 | 7,997 | $1.32 | 55,445 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-23 | 18,426 | $2.00 | 73,871 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-23 | 49,864 | $9.95 | 24,007 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-04-23 | 1,320 | $0.00 | 1,320 | $1.84 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-04-23 | 7,997 | $0.00 | 7,997 | $1.32 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-04-23 | 18,426 | $0.00 | 18,426 | $2.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,638 | 2013-05-15 | No | 4 | M | Direct | |
| 15,993 | 2015-11-28 | No | 4 | M | Direct | |
| 43,102 | 2016-08-08 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2009.
- The option is fully vested and immediately exercisable.
- The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on July 29, 2006 and one forty-eighth of the shares vest monthly thereafter.
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