Filing Details
- Accession Number:
- 0001088825-10-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-07 13:00:00
- Reporting Period:
- 2010-04-06
- Filing Date:
- 2010-04-07
- Accepted Time:
- 2010-04-07 20:57:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1350928 | L Jeffrey Klugman | 2160 Gold Street P.o. Box 2160 Alviso CA 95002-2160 | Svp, Gm Service Provider Div | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-06 | 12,248 | $8.94 | 136,747 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-06 | 12,248 | $17.23 | 124,499 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-06 | 4,514 | $7.24 | 129,013 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-06 | 4,514 | $17.23 | 124,499 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-06 | 499 | $6.18 | 124,998 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-06 | 499 | $17.23 | 124,499 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-06 | 364 | $6.06 | 124,863 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-06 | 364 | $17.23 | 124,499 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-06 | 4,584 | $7.24 | 129,083 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-06 | 4,584 | $17.23 | 124,499 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-06 | 12,100 | $6.18 | 136,599 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-06 | 12,100 | $17.23 | 124,499 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-07 | 5,250 | $8.94 | 129,749 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-07 | 5,250 | $17.97 | 124,499 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-07 | 1,935 | $7.24 | 126,434 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-07 | 1,935 | $17.97 | 124,499 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-07 | 214 | $6.18 | 124,713 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-07 | 214 | $17.97 | 124,499 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-07 | 156 | $6.06 | 124,655 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-07 | 156 | $17.97 | 124,499 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-07 | 1,965 | $7.24 | 126,464 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-07 | 1,965 | $17.97 | 124,499 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-07 | 5,186 | $6.18 | 129,685 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-07 | 5,186 | $17.97 | 124,499 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-04-06 | 364 | $6.06 | 364 | $6.06 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-04-07 | 156 | $6.06 | 156 | $6.06 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-04-06 | 499 | $6.18 | 499 | $6.18 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-04-07 | 214 | $6.18 | 214 | $6.18 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-04-06 | 4,514 | $7.24 | 4,514 | $7.24 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-04-07 | 1,935 | $7.24 | 1,935 | $7.24 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-04-06 | 12,100 | $6.18 | 12,100 | $6.18 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-04-07 | 5,186 | $6.18 | 5,186 | $6.18 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-04-06 | 4,584 | $7.24 | 4,584 | $7.24 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-04-07 | 1,965 | $7.24 | 1,965 | $7.24 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-04-06 | 12,248 | $8.94 | 12,248 | $8.94 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-04-07 | 5,250 | $8.94 | 5,250 | $8.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 678 | 2005-05-22 | 2015-04-22 | No | 4 | M | Direct |
| 522 | 2005-05-22 | 2015-04-22 | No | 4 | M | Direct |
| 17,068 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 16,854 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 10,553 | 2006-04-29 | 2016-03-29 | No | 4 | M | Direct |
| 8,618 | 2006-04-29 | 2016-03-29 | No | 4 | M | Direct |
| 45,334 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 40,148 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 8,516 | 2006-04-29 | 2016-03-29 | No | 4 | M | Direct |
| 6,551 | 2006-04-29 | 2016-03-29 | No | 4 | M | Direct |
| 81,955 | 2008-04-26 | 2018-03-26 | No | 4 | M | Direct |
| 76,705 | 2008-04-26 | 2018-03-26 | No | 4 | M | Direct |
Footnotes
- This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended.
- Averages Sales Price - Actual sale prices range from $16.94 - $17.55 The reporting person will provide, upon request, full information regarding the number of shares sold at each separate price.
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