Filing Details
- Accession Number:
- 0000902664-10-002371
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-02 13:00:00
- Reporting Period:
- 2010-03-31
- Filing Date:
- 2010-04-02
- Accepted Time:
- 2010-04-02 16:22:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1168220 | Uluru Inc. | ULUR | Pharmaceutical Preparations (2834) | 412118656 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1135943 | Oscar Schafer | 150 Central Park South Apt. 3601 New York NY 10019 | No | No | Yes | No | |
1218321 | Management Capital Oss | 598 Madison Avenue New York NY 10022 | No | No | Yes | No | |
1430686 | Schafer Brother Llc | 598 Madison Avenue New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.001 Par Value | Disposition | 2010-03-31 | 137,723 | $0.17 | 11,549,692 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $.001 Par Value | Disposition | 2010-03-31 | 30,620 | $0.17 | 11,519,072 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- This Form 4 is being filed to report that O.S.S. Capital Management LP, a Delaware limited partnership (the "Investment Manager"), Schafer Brothers LLC, a Delaware limited liability company ("SB LLC") and Mr. Oscar S. Schafer ("Mr. Schafer", collectively with the Investment Manager and SB LLC, the "Reporting Persons") have sold 168,343 shares of ULURU Inc. (the "Issuer") common shares on March 31, 2010.
- The Reporting Persons have investment discretion with respect to shares of common stock held by a Cayman Islands exempted company, two Delaware limited partnerships and a separately managed account which is held for the benefit of a third party as more fully described in: (i) the Form 3 filed on December 15, 2006 (Accession Number: 0000902664-06-002734); (ii) the Form 4 filed on April 4, 2007 (Accession Number: 0000902664-07-001397); (iii) the Form 4 filed on April 16, 2007 (Accession Number: 0000902664-07-001470), (iv) the Form 4 filed on June 20, 2007 (Accession Number: 0000902664-07-002003) and (v) the Form 4 filed on November 14, 2007 (Accession Number: 0000902664-07-003351).
- Each of the Investment Manager, SB LLC and Mr. Schafer may be deemed to beneficially own 11,519,072 shares of common stock which represents approximately 14.06% of the outstanding shares of common stock. Each of the Investment Manager, SB LLC, and Mr. Schafer disclaims beneficial ownership of the securities included in this report and this report shall not be deemed an admission that either the Investment Manager, SB LLC, or Mr. Schafer is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.