Filing Details
- Accession Number:
- 0001271163-10-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-14 13:00:00
- Reporting Period:
- 2010-04-12
- Filing Date:
- 2010-04-14
- Accepted Time:
- 2010-04-14 16:13:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1378701 | Gabelli Global Deal Fund | GDL.A | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
807249 | Gamco Investors, Inc. Et Al | One Corporate Center Rye NY 10580 | No | No | No | Yes | |
932724 | Gabelli Securities Inc | No | No | No | Yes | ||
1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | Yes | No | No | No | |
1238894 | Ggcp, Inc. | 140 Greenwich Avenue Greenwich CT 06830 | No | No | No | Yes | |
1277093 | Partnership Limited Iv Mjg | No | No | No | Yes | ||
1465218 | Gpj Retirement Partners, Llc | 1 Corporate Center Rye NY 10580 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Cumulative Callable Preferred Shares | Acquisiton | 2010-04-12 | 200,000 | $53.85 | 510,166 | No | 4 | P | Direct | |
Series A Cumulative Callable Preferred Shares | Disposition | 2010-04-12 | 130,000 | $53.85 | 380,166 | No | 4 | S | Direct | |
Series A Cumulative Callable Preferred Shares | Disposition | 2010-04-12 | 70,000 | $53.85 | 70,000 | No | 4 | S | Indirect | MJG IV Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | MJG IV Limited Partnership |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Series A Cumulative Callable Preferred Shares | 115,000 | Indirect | GGCP, Inc. |
Series A Cumulative Callable Preferred Shares | 717 | Indirect | Gabelli Securities, Inc. |
Series A Cumulative Callable Preferred Shares | 103,337 | Indirect | GAMCO Investors, Inc. |
Footnotes
- These shares are owned by MJG IV Limited Partnership a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
- These shares are owned by GGCP. Mr. Gabelli has less than a 100% interest in this entity. Mr. Gabelli hereby disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
- These shares are owned by Gabelli Securities, Inc. (GSI) a majority owned subsidiary of GAMCO. Mr. Gabelli, GAMCO, and GGCP have less than a 100% interest in GSI and disclaim beneficial ownership of the shares held by GSI which are in excess of their indirect pecuniary interests.
- These shares are owned by GAMCO Investors, Inc. (GAMCO). Mr. Gabelli and GGCP, Inc. (GGCP) have less than a 100% interest in this entity and disclaim beneficial ownership of the shares held by this entity which are in excess of their indirect pecuniary interests.