Filing Details

Accession Number:
0001225208-10-010220
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-09 13:00:00
Reporting Period:
2010-04-07
Filing Date:
2010-04-09
Accepted Time:
2010-04-09 19:30:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
910073 New York Community Bancorp Inc NYB Savings Institutions, Not Federally Chartered (6036) 061377322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1215098 L Max Kupferberg 615 Merrick Avenue
Westbury NY 11590
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-04-07 1,900 $17.02 706,360 No 4 S Indirect Trustee for KRT
Common Stock Disposition 2010-04-08 100 $17.01 706,260 No 4 S Indirect Trustee for KRT
Common Stock Disposition 2010-04-08 1,000 $17.02 705,260 No 4 S Indirect Trustee for KRT
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Trustee for KRT
No 4 S Indirect Trustee for KRT
No 4 S Indirect Trustee for KRT
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 599,734 Direct
Common Stock 536,377 Indirect As Partner
Common Stock 1,105,821 Indirect As shareholder of the Max K One LLC
Common Stock 185,777 Indirect By Kupferberg Foundation
Common Stock 53,650 Indirect By Max Kupferberg 2008 GRAT II
Common Stock 76,200 Indirect By Max Kupferberg 2009 GRAT
Common Stock 46,000 Indirect By Max Kupferberg 2009 GRAT II
Common Stock 53,650 Indirect By Selma Kupferberg 2008 GRAT II
Common Stock 38,100 Indirect By Selma Kupferberg 2009 GRAT
Common Stock 46,000 Indirect By Selma Kupferberg 2009 GRAT II
Common Stock 113,639 Indirect By Spouse
Common Stock 97,288 Indirect Max & Selma Kupferberg Foundation
Common Stock 7,666 Indirect Trustee for EW of JK FBO LC
Common Stock 7,666 Indirect Trustee for EW of JK FBO MK
Common Stock 30,000 Indirect Trustee for GST
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $15.41 2002-07-24 2012-01-24 216,000 216,000 Direct
Common Stock Stock Option (right to buy) $13.85 2003-07-24 2012-07-24 45,333 45,333 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-01-24 216,000 216,000 Direct
2012-07-24 45,333 45,333 Direct
Footnotes
  1. The shares being sold from the Kepco Inc. 401(k) Savings and Retirement Plan are pursuant to a 10b5-1 Plan that was submitted to, and approved by, the Board of Directors of New York Community Bancorp, Inc. on May 19, 2009. The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, in accordance with the obligations of the Kepco plan administrators.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.12, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
  3. Stock Options automatically granted pursuant to the reload feature of the New York Community Bancorp, Inc. 1997 Stock Option Plan that were exercisable on July 24, 2002.
  4. Stock Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan vest in equal installments beginning on July 24, 2003 and were fully vested and exercisable as of July 24, 2005.