Filing Details
- Accession Number:
- 0001446472-10-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-14 13:00:00
- Reporting Period:
- 2010-04-12
- Filing Date:
- 2010-04-14
- Accepted Time:
- 2010-04-14 10:37:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1077428 | Texas Capital Bancshares Inc | TCBI | State Commercial Banks (6022) | 752679109 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1486241 | John Hudgens | 2000 Mckinney Avenue Suite 700 Dallas TX 75201 | Evp & Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-04-12 | 5,000 | $20.00 | 9,412 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock Units (Common Stock) | 1,936 | Direct | |
| Restricted Stock Units (Common Stock) | 6,000 | Direct | |
| Restricted Stock Units (Common Stock) | 7,865 | Direct | |
| Restricted Stock Units (Common Stock) | 3,932 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | $22.65 | 2016-04-24 | 4,257 | 4,257 | Direct | |
| Common Stock | Stock Options | $7.25 | 2007-04-16 | 2012-04-16 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Options | $7.25 | 2008-03-18 | 2013-03-18 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Options | $13.95 | 2008-12-16 | 2013-12-16 | 8,500 | 8,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-04-24 | 4,257 | 4,257 | Direct |
| 2012-04-16 | 20,000 | 20,000 | Direct |
| 2013-03-18 | 10,000 | 10,000 | Direct |
| 2013-12-16 | 8,500 | 8,500 | Direct |
Footnotes
- The restricted stock units were granted under the Company's 2005 Long-Term Incentive Plan as part of compensation for employment. Each restricted stock unit represents a contingent right to receive one share of TCBI common stock.
- The restricted stock units vest in five equal annual installments beginning on April 24, 2007.
- The restricted stock units vest in five equal annual installments beginning on December 20, 2007.
- The restricted stock units vest on December 31, 2013 (subject to certain exceptions as related to the change in control of the Company). Notwithstanding the foregoing, the vesting of the restricted stock units shall be accelerated in 33.33% increments as of the first trading day immediately following any 60 consecutive trading day period during which the fair market value of a share of the Company's common stock equals or exceeds certain target fair market values ($20.00, $22.50, and $25.00) for at least 40 days during such 60 consecutive trading day period, provided that Mr. Hudgens is employed by the Company or its subsidiaries on such date.
- The restricted stock units vest in four equal annual installments beginning on January 27, 2010.
- The stock appreciation rights vest in five equal annual installments beginning April 24, 2007.
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