Filing Details

Accession Number:
0001181431-10-021569
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2010-04-14 13:00:00
Reporting Period:
2010-03-01
Filing Date:
2010-04-14
Accepted Time:
2010-04-14 16:29:21
Original Submission Date:
2010-03-03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122904 Netgear Inc NTGR Telephone & Telegraph Apparatus (3661) 770419172
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257008 Cs Patrick Lo Netgear, Inc.
350 E. Plumeria Dr.
San Jose CA 95134
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-01 18,073 $4.51 51,364 No 4 M Direct
Common Stock Disposition 2010-03-01 18,073 $26.00 33,291 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-03-01 18,073 $0.00 18,073 $4.51
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-04-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 194,775 Indirect See footnote
Common Stock 42,583 Indirect See footnote
Common Stock 46,425 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $15.35 2015-03-11 94,100 94,100 Direct
Common Stock Employee Stock Option (Right to Buy) $22.68 2016-05-23 100,000 100,000 Direct
Common Stock Restricted Stock Units $0.00 3,000 3,000 Direct
Common Stock Employee Stock Option (Right to Buy) $29.23 2017-01-12 100,000 100,000 Direct
Common Stock Restricted Stock Units $0.00 5,000 5,000 Direct
Common Stock Employee Stock Option (Right to Buy) $28.79 2018-01-11 100,000 100,000 Direct
Common Stock Restricted Stock Units $0.00 10,000 10,000 Direct
Common Stock Employee Stock Option (Right to Buy) $11.41 2019-01-16 100,000 100,000 Direct
Common Stock Restricted Stock Units $0.00 15,000 15,000 Direct
Common Stock Employee Stock Option (Right to Buy) $21.10 2020-02-02 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-03-11 94,100 94,100 Direct
2016-05-23 100,000 100,000 Direct
3,000 3,000 Direct
2017-01-12 100,000 100,000 Direct
5,000 5,000 Direct
2018-01-11 100,000 100,000 Direct
10,000 10,000 Direct
2019-01-16 100,000 100,000 Direct
15,000 15,000 Direct
2020-02-02 100,000 100,000 Direct
Footnotes
  1. The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99.
  2. The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.
  3. 25% of the option grant is exercisable on 4/3/2001, and 1/48 of the option grant is exercisable each month thereafter.
  4. 100% of this option grant is exercisable on 3/11/05, the grant date. Shares underlying the option are restricted from transfer, with the restriction lapsing with respect to 25% of the shares on each subsequent anniversary of the grant date, so that all underlying shares will be free from transfer restrictions on 3/11/09.
  5. 25% of the option grant is exercisable on 5/23/2007, and 1/48 of the option grant is exercisable each month thereafter.
  6. Converts to common stock on a one for one basis.
  7. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 5/23/06, the vest start date, so that all of the units will have vested on 5/23/2010.
  8. Not applicable.
  9. 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.
  10. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/12/2007, the vest start date, so that all of the units will have vested on 1/12/2011.
  11. 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
  12. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/11/2008, the vest start date, so that all of the units will have vested on 1/11/2012.
  13. 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.
  14. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013.
  15. The shares are held by the Patrick C.S. Lo 2009 Grantor Retained Annuity Trust.
  16. 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
  17. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2009.
  18. This Form 4 Amendment is being filed to correct the amount of shares beneficially owned following the reported transaction, from the incorrect prior amount of 91364 to the correct amount of 51364.
  19. This Form 4 Amendment is being filed to correct the amount of shares beneficially owned following the reported transaction, from the incorrect prior amount of 73291 to the correct amount of 33291.