Filing Details
- Accession Number:
- 0001193805-10-001113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-20 13:00:00
- Reporting Period:
- 2010-04-19
- Filing Date:
- 2010-04-20
- Accepted Time:
- 2010-04-20 19:34:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 65358 | United Capital Corp | ("AFP") | Miscellaneous Fabricated Metal Products (3490) | 042294493 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1242583 | M Robert Mann | C/O United Capital Corp. 9 Park Place Great Neck NY 11021 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-19 | 60,000 | $11.93 | 61,400 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-19 | 60,000 | $22.90 | 1,400 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-04-19 | 60,000 | $0.00 | 60,000 | $11.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-06-12 | No | 4 | M | Direct |
Footnotes
- Information in this Form 4 reflects a two-for-one stock split of the Company effective in 2003.
- The Reporting Person sold the shares to the Company and the sales price was the closing price of the Company's common stock on April 12, 2010, as reported byNYSE Amex.
- The options vested in three equal annual installments beginning on June 12, 2002.
Billionaire Hedge Funds
