Filing Details
- Accession Number:
- 0001144204-10-020206
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-14 13:00:00
- Reporting Period:
- 2010-04-13
- Filing Date:
- 2010-04-14
- Accepted Time:
- 2010-04-14 19:55:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1313024 | Venoco Inc. | VQ | Crude Petroleum & Natural Gas (1311) | 770323555 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1381082 | Trust Marquez | 370 17Th Street, Suite 3900 Denver CO 80202 | No | No | Yes | No | |
1381089 | Timothy Marquez | 370 17Th Street, Suite 3900 Denver CO 80202 | Chief Executive Officer | Yes | Yes | Yes | No |
1381116 | Bernadette Marquez | 370 17Th Street, Suite 3900 Denver CO 80202 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-18 | 301,099 | $0.00 | 859,517 | No | 5 | G | Direct | |
Common Stock | Disposition | 2010-04-13 | 16,000 | $15.27 | 29,138,942 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2010-04-14 | 16,000 | $15.47 | 29,122,942 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- On March 18, 2010, the Reporting Person contributed, via gift, 301,099 shares of common stock that had been issued to Mr. Marquez as restricted stock but is now fully vested, to the Marquez Trust, of which the Reporting Person and his wife Bernadette Marquez serve as Trustees. The transaction changed the Reporting Person's beneficial ownership of these shares from direct to indirect. The addition of 301,099 shares to the total number of shares owned by the Trust was reported on line one of a prior Form 4 filed by the Reporting Person on April 12, 2010.
- The sales reported in this Form 4 were made pursuant to the terms of a Rule 10b5-1 Trading Plan adopted by the Marquez Trust on November 14, 2009, as amended December 23, 2009.
- This transaction was executed in multiple trades at prices ranging from $15.16 to $15.44. The price reported above reflects the weighted average sale price of such trades. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which each transaction was effected.
- All such shares are held by the Marquez Trust under the Trust Agreement dated February 26, 2002, as amended, for which Timothy Marquez and his wife Bernadette Marquez serve as trustees.
- This transaction was executed in multiple trades at prices ranging from $15.43 to $15.53. The price reported above reflects the weighted average sale price of such trades. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which each transaction was effected.
- All such shares represent restricted stock granted to Timothy Marquez on March 27, 2007, February 28, 2008, March 5, 2009 and February 28, 2010. These shares are subject to future vesting requirements.