Filing Details
- Accession Number:
- 0001127602-10-010627
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-05 13:00:00
- Reporting Period:
- 2010-04-01
- Filing Date:
- 2010-04-05
- Accepted Time:
- 2010-04-05 21:22:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
100517 | Ual Corp | UAUA | Air Transportation, Scheduled (4512) | 362675207 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1194624 | F Glenn Tilton | P.o. Box 66100 - Hdqld Chicago IL 60666 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-04-01 | 91,666 | $0.00 | 287,574 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-04-01 | 91,666 | $19.55 | 195,908 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-04-01 | 66,666 | $4.86 | 262,574 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-04-01 | 66,666 | $19.57 | 195,908 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2010-04-01 | 91,666 | $0.00 | 91,666 | $0.00 |
Common Stock | Option (Right to Buy) | Disposition | 2010-04-01 | 66,666 | $0.00 | 66,666 | $4.86 |
Common Stock | Restricted Stock Units | Acquisiton | 2010-04-01 | 265,700 | $0.00 | 265,700 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
183,334 | No | 4 | M | Direct | ||
333,334 | 2019-03-31 | No | 4 | M | Direct | |
265,700 | No | 4 | A | Direct |
Footnotes
- Reflects the vesting and settlement of restricted stock units. Each restricted stock unit represented the economic equivalent of one share of common stock and was settled in cash upon vesting at the sole discretion of the Human Resources Subcommittee of the UAL Board of Directors.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.48 to $19.89, inclusive. The reporting person undertakes to provide to UAL Corp., any security holder of UAL Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- On April 1, 2010, one third of the restricted stock units granted on April 1, 2009 vested.
- On April 1, 2010, one third of the options granted on April 1, 2009 became exercisable.
- Each restricted stock unit represents the economic equivalent of one share of common stock, and may be settled in cash or common stock upon vesting at the sole discretion of the Human Resources Subcommittee of the UAL Board of Directors.
- The restricted stock units vest in three equal annual installments beginning on April 1, 2011, contingent upon the Company achieving the Performance Goals for the applicable Performance Period (as defined in the 2008 Incentive Compensation Plan).