Filing Details
- Accession Number:
- 0001127602-10-011988
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-26 13:00:00
- Reporting Period:
- 2010-04-21
- Filing Date:
- 2010-04-26
- Accepted Time:
- 2010-04-26 13:59:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1063561 | Prospect Medical Holdings Inc | PZZ | Services-Offices & Clinics Of Doctors Of Medicine (8011) | 330604264 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1023594 | R David Topper | 10780 Santa Monica Boulevard Suite 400 Los Angeles CA 90025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-04-21 | 5,400 | $7.00 | 4,848,702 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2010-04-22 | 20,664 | $7.02 | 4,828,038 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2010-04-23 | 4,000 | $7.00 | 4,824,038 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Footnotes
- These securities are held by the David & Alexa Topper Family Trust, U/D/T September 29, 1997 (the "Trust"), and are beneficially owned by David R. Topper and his wife, Alexa Topper, as settlors and trustees of the Trust, which is revocable.
- These shares are owned directly by this David & Alexa Topper Family Trust, a ten percent stockholder of this issuer, and indirectly by David R. Topper and by Alexa Topper as co-trustees of this Trust.