Filing Details

Accession Number:
0001112679-10-000029
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-09 13:00:00
Reporting Period:
2010-04-08
Filing Date:
2010-04-09
Accepted Time:
2010-04-09 20:23:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1112679 Stephen Yu C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-04-08 9,000 $13.53 37,988 No 4 M Direct
Common Stock Disposition 2010-04-08 9,000 $36.16 28,988 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2010-04-08 9,000 $0.00 20,555 $13.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,555 2013-06-01 No 4 M Direct
Footnotes
  1. Shares sold to pursuant to Mr. Yu's 10b5-1 plan dated March 5, 2009.
  2. Shares sold on the open market are reported as an average sell price per share of $36.16; breakdown of shares sold and per share sale prices are as follows: 2,541 at $36.15; 500 at $36.07; 100 at $36.12; 3,500 at $36.18; 959 at $36.20; 400 at $36.13; 300 at $36.14 and 700 at $36.10.
  3. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.