Filing Details
- Accession Number:
- 0001209191-10-022994
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-20 13:00:00
- Reporting Period:
- 2010-04-16
- Filing Date:
- 2010-04-20
- Accepted Time:
- 2010-04-20 15:15:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1053676 | Sielox Inc | SLXN | Services-Detective, Guard & Armored Car Services (7381) | 043351937 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
949119 | Iii I Lloyd Miller | 4550 Gordon Drive Naples FL 34102 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-04-16 | 35,000 | $0.04 | 2,063,691 | No | 4 | P | Indirect | By Trust A-4 - Lloyd I. Miller |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Trust A-4 - Lloyd I. Miller |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,278,426 | Direct | |
Common Stock | 94,782 | Indirect | By Milgrat I (Z6) |
Common Stock | 1,217,366 | Indirect | By Milfam II L.P. |
Footnotes
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any equity securities covered by this filing.
- On November 20, 2009, pursuant to a distribution made in connection with a grantor retained annuity trust, Trust C transferred 94,782 shares to Milgrat I (Z6). Such transaction only effected a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Act pursuant to Rule 16a-13.