Filing Details

Accession Number:
0001144204-10-019233
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2010-04-09 13:00:00
Reporting Period:
2008-05-21
Filing Date:
2010-04-09
Accepted Time:
2010-04-09 06:03:11
Original Submission Date:
2008-05-30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368993 Wafergen Bio-Systems Inc. WGBS.OB Laboratory Analytical Instruments (3826) 203699764
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1435645 Alnoor Shivji C/O Wafergen Bio-Systems, Inc.,
46531 Fremont Blvd.
Fremont CA 94538
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2008-05-21 111,110 $0.00 1,738,288 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2008-05-21 44,444 $0.00 44,444 $3.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
44,444 2008-05-21 2013-05-21 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,253,520 Direct
Footnotes
  1. The Shivji Family Trust dtd June 12, 2000 purchased 111,110 shares of common stock and warrants to purchase 44,444 shares of common stock from the issuer in a private placement offering for a purchase price of $2.25 per share of common stock included in such securities.
  2. The original Form 4 omitted 30,750 shares from the Amount of Securities Beneficially Owned Following Reported Transaction(s) column in Table I. The reporting person filed a Form 4 on July 24, 2008 that was intended, not to report new transactions, but to amend the original Form 4 to include some of the omitted shares. However, the later filing did not identify the date of the original filing.