Home > Insider Trading > Filing (0001144204-10-019255)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1368993	Wafergen Bio-Systems Inc.	WGBS.OB	Laboratory Analytical Instruments (3826)	203699764

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1435645	Alnoor Shivji	C/O Wafergen Bio-Systems, Inc., 46531 Fremont Blvd. Fremont CA 94538	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2009-06-17	300,000	$1.00	2,424,561	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,763,551	Indirect	By Shivji Family Trust dtd June 12, 2000
Common Stock	15,000	Indirect	By Jameel Shivji Irrevocable Trust U/A dtd 12/30/04
Common Stock	15,000	Indirect	By Shivji Children's Trust fbo Zara Shivji U/A dtd 11/30/00
Common Stock	15,000	Indirect	By Shivji Children's Trust fbo Suraya Shivji U/A dtd 11/30/00

Footnotes

The original Form 4 omitted from the Amount of Securities Beneficially Owned Following Reported Transaction(s) column 800,000 shares that the reporting person purchased on June 16, 2009 (as reported in the Form 4 filed October 19, 2009).
The original Form 4 omitted disclosure in Table I of the shares of common stock beneficially owned by the reporting person indirectly by Shivji Family Trust dtd June 12, 2000. These indirect holdings were also erroneously omitted from Table I of the Form 4 filed by the reporting person on October 19, 2009.